- Coinbase (Sacramento, CA)
- …years of substantive privacy experience, including in-house experience at technology or financial services companies. * JD or international equivalent (license ... specific to financial institutions (eg GLBA) and the global financial regulatory frameworks (eg AML/KYC compliance, PSD2). * CIPP or similar certification(s)… more
- City National Bank (Los Angeles, CA)
- …managing confidential information and documents with discretion. * Experience working in financial services industry preferred. * Flexibility and ability to work ... Minimum 10 years of experience with providing counsel to financial institutions on legal and regulatory matters...Bank of Canada, one of North America's leading diversified financial services companies. To learn more about… more
- Cherry Bekaert (Sacramento, CA)
- …join our team providing internal audit, regulatory compliance and risk management services to banks and financial institutions. As the level of regulatory ... , **Cherry Bekaert** delivers innovative advisory, assurance and tax services to our clients. At Cherry Bekaert we create...a **Senior Associate ( Regulatory Compliance)** to… more
- MUFG (Los Angeles, CA)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...on Consumer & Retail, Food & Beverage, and Environmental Services . As a Vice President, you will be responsible… more
- PNC (Calabasas, CA)
- … Statement Analysis, Flexibility and Adaptability, Investment Reporting, Market Risk, Regulatory Environment - Financial Services **Work Experience** ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- Bank of America (Newport Beach, CA)
- …industry regulations, supervisory requirements, policies/procedures, wealth management concepts, and financial services products **Key Qualifications for the ... supporting business objectives and contributing to market profitability by influencing Financial Advisor business practices to minimize regulatory , financial… more
- Wells Fargo (Beverly Hills, CA)
- …& Investment Management (WIM) is one of the United States' leading providers of financial and investment services . We offer a full range of personalized wealth ... recognized equivalents) **Job Expectations:** + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required… more
- PNC (Los Angeles, CA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... of the risks identified. Researches current laws, rules, and other regulatory requirements and drafts or assesses Compliance Manuals, Front Office materials,… more
- BioLife Plasma Services (Sacramento, CA)
- …of the program, gain hands-on experience in operational production, including financial , regulatory , administrative, marketing, quality, facilities, and people ... how we tackle rare diseases.** With the incredible growth of 235+ BioLife Plasma Services centers across the US, the future looks bright for you. Opportunities to… more
- Stanford Health Care (Palo Alto, CA)
- …supplies and services that offer an optimal balance of quality, service , availability and value. Responsible for analyzing current practices ( financial , ... final contract documentation, ensuring adherence and compliance to all contractual, financial , Local and regulatory specifications or requirements.g. Audits… more