- Citigroup (Tampa, FL)
- …field or equivalent work experience * Minimum of 5 years of experience in the financial services industry, with exposure to wholesale lending and regulatory ... AI & Data Quality SME **About Citibank NA** Citibank is a leading financial institution committed to innovation, regulatory compliance, and data excellence. Our… more
- Truist (Orlando, FL)
- …7. Adhere to professional and ethical standards set forth by Truist, the Financial Industry Regulatory Authority (FINRA), and other regulatory bodies. ... consultative, sales and technical support to one or more Financial Advisors, working closely with the Financial ...and risk tolerance to determine which investment products and services best meet the client's needs and to implement… more
- PNC (Coral Gables, FL)
- …organization and provide employees of corporate clients with advice and services including financial education, banking benefits and health-based accounts ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- TECO Energy (Tampa, FL)
- …will direct company activities in the pricing of gas distribution rates, cost of service studies, regulatory financial analysis, and general regulatory ... Title: **Director Rates, Cost of Service & Financial Analysis** Company: **Peoples...Assist in performing technical and compliance reviews of company regulatory and financial filings. Participate in formulating… more
- PNC (Hollywood, FL)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... valued and have an opportunity to contribute to the company's success. As a Financial Advisor within PNC Investments, you will be based in Aventura, FL. Bilingual… more
- TD Bank (Jacksonville, FL)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... related to potential money laundering, terrorist financing and other illicit financial crimes, and Regulatory reporting requirements. The role requires… more
- MyFlorida (Tallahassee, FL)
- …comply with timeliness guidelines set forth in the NAIC Accreditation Program Manual Financial Services Contract and SMART Goals. Apply Knowledge and Skills: + ... and continue to improve focus and execution of the financial analysis process regulatory . + Maintain relevant...date of your retirement. Employees of the Department of Financial Services are paid on a monthly… more
- Humana (Tallahassee, FL)
- …program development and administration + Ensures compliance with all Commonwealth regulatory financial reporting and overall Commonwealth contract management + ... part of our caring community and help us put health first** The Director, Financial Planning & Analysis analyzes and forecasts financial , economic, and other… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and zero (0) to two (2) years of experience in Compliance and/or the financial services industry preferred. ~or~ + Any equivalent combination of experience, ... advisor registration. + Rules and regulations of the Financial Industry Regulatory Authority and state securities...lead others in providing a high level of customer service in a calm and professional manner. + Maintain… more
- Wells Fargo (St. Petersburg, FL)
- …+ Ability to manage multiple and competing priorities + 5+ years of financial services industry experience + Experience in branch office supervision, compliance, ... issues as it relates to the Wells Fargo Clearing Services (WFCS) Financial Advisors, Wells Fargo Advisors...this role, you will:** + Act as a location Financial Industry Regulatory Authority (FINRA) Qualified Supervisor… more