• AML Regulatory Reporting Oversight - Global…

    Citigroup (Tampa, FL)
    …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, ... The AML Regulatory Reporting Oversight Team is a Global function...and execution of those obligations as required by various regulatory bodies across the Citi Global footprint. The Global… more
    Citigroup (03/19/25)
    - Related Jobs

  • Director, Financial Reporting

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …Generally Accepted Principles of Accounting (GAAP). + Accounting software applications. + Financial services and products. **Skill in** + Operating standard ... or agreements or new business items that may impact the financial or regulatory reporting, including disclosure items, for the business unit as required.… more
    Raymond James Financial, Inc. (06/12/25)
    - Related Jobs

  • AMP Financial Advisor Trainee

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …to 3 years **Certifications** S65 - Uniform Investment Adviser Law Examination - Financial Industry Regulatory Authority (FINRA), s66 - Uniform Combined State ... balance new client development, sales activities, investment management, customer service and compliance with personal and professional growth and...Law Examination - Financial Industry Regulatory Authority (FINRA), s7 -… more
    Raymond James Financial, Inc. (06/11/25)
    - Related Jobs

  • AML Sanctions Advisor - First Line of Defense…

    PNC (FL)
    …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... Experience, Strategy (RCES) organization, supporting the First Line of Defense (1LOD) Financial Crimes Compliance Program Office (FCCPO) team. This is a remote… more
    PNC (06/06/25)
    - Related Jobs

  • Financial Planning Consultant- Bilingual…

    Raymond James Financial, Inc. (Coral Gables, FL)
    …- 13 months to 3 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - ... approaches available within established systems. Identify the products or services that best meet the customer's stated needs, use...Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA -… more
    Raymond James Financial, Inc. (05/13/25)
    - Related Jobs

  • Financial Advisor, Truist Investment…

    Truist (Ocala, FL)
    …10. Adhere to professional and ethical standards set forth by Truist, the Financial Industry Regulatory Authority (FINRA), and other regulatory bodies. ... on analyzing objectives and risk tolerance to determine which financial strategies and solutions best meet the client's needs....Advisor team to increase assets under management, sales and service . 3. Develop and maintain a profitable level of… more
    Truist (05/31/25)
    - Related Jobs

  • Senior Financial Planning Consultant…

    Raymond James Financial, Inc. (Coral Gables, FL)
    …- 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 7_GS - Gen Sec Rep ... planning. * Provide a high level of customer service in a calm, courteous and professional manner. *...- Financial Industry Regulatory Authority (FINRA) **Travel** Less… more
    Raymond James Financial, Inc. (03/20/25)
    - Related Jobs

  • Branch Service Advisor | 8am-5pm…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …Experience** General Experience - 13 months to 3 years **Certifications** AG - Agent - Financial Industry Regulatory Authority (FINRA), GS - Gen Sec Rep - ... Southfield, MI Corporate Offices. **Responsibilities** : + Provide advanced product/ service information and respond to complex customer questions about...Financial Industry Regulatory Authority (FINRA), Securities Industry… more
    Raymond James Financial, Inc. (05/29/25)
    - Related Jobs

  • Regulatory Reporting Intermediate Analyst,…

    Citigroup (Tampa, FL)
    …related industry practices. **Qualifications:** + 2-5+ years of extensive experience within the financial services industry and regulatory reporting. + Basic ... The Regulatory Reporting role is an analyst position within...Financial Acumen, Internal Controls, Issue Management, Problem Solving, Regulatory Reporting. **Other Relevant Skills** For complementary skills, please… more
    Citigroup (06/11/25)
    - Related Jobs

  • Senior Regulatory Reporting Analyst

    Motion Recruitment Partners (Tampa, FL)
    …Accounting or related field + 10+ years of extensive experience within the financial services industry and regulatory reporting. + In-depth knowledge ... Senior Regulatory Reporting Analyst Tampa, Florida **Hybrid** Contract $83/hr...trusted brand with over 200 years of continuously evolving financial services worldwide. Will be responsible for… more
    Motion Recruitment Partners (06/05/25)
    - Related Jobs