- Wells Fargo (St. Petersburg, FL)
- …+ Ability to manage multiple and competing priorities + 5+ years of financial services industry experience + Experience in branch office supervision, compliance, ... issues as it relates to the Wells Fargo Clearing Services (WFCS) Financial Advisors, Wells Fargo Advisors...this role, you will:** + Act as a location Financial Industry Regulatory Authority (FINRA) Qualified Supervisor… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Master's degree preferred. Minimum of ten (10) years of Compliance, Legal, Banking and/or regulatory experience in the financial services industry. + Minimum ... + Rules and regulations of: Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities...five (5) years management experience within the financial services industry. ~or~ + Any equivalent… more
- MUFG (Tampa, FL)
- …will be a valuable experience for any student pursuing a career in the financial services industry. + **Payments: Payment, Capital Markets Risk, and Control Team ... turn into full time work in Commercial Loans, Trade Services , Payments, Enterprise Services , Transformation, Regulatory...experience for any student pursuing a career in the financial services industry. + **Operations Risk and… more
- BayCare Health System (Clearwater, FL)
- …+ Maintain and enhance existing reporting tools and systems to support financial planning, compliance, and regulatory needs + Ensure data accuracy, ... of 16 community-based hospitals, a long-term acute care facility, home health services , outpatient centers and thousands of physicians. With the support of more… more
- PNC (FL)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... supporting the Risk, Change, Experience & Strategy (RCES) First Line of Defense Regulatory Compliance team. This is a remote position. Work may be performed from… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and a minimum of eight (8) years of experience in Compliance and/or the financial services industry preferred. ~or~ + Any equivalent combination of experience, ... Institutions Examination Council (FFIEC); Federal Reserve Board (FRB); Consumer Financial Protection Bureau (CFPB), and state banking regulatory agencies… more
- MUFG (Tampa, FL)
- …and regulatory requirements including but not limited to: Federal Financial Institutions Examinations Council (FFIEC), Office of the Comptroller of the Currency ... (OCC), Financial Industry Regulatory Authority (FINRA), Federal Reserve,...environments + Demonstrated experience with third party contracts and service agreements + Ability to apply "out of the… more
- Wells Fargo (North Miami, FL)
- …you looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, ... in the top three - making us the #1 financial services employer - on the 2025...with customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and a minimum of eight (8) years of experience in Compliance and/or the financial services industry preferred. ~or~ + Any equivalent combination of experience, ... compliance. + Rules and regulations of: Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory… more
- MyFlorida (Tallahassee, FL)
- …responsible for licensing, chartering, examining, and regulating depository and non-depository financial institutions and financial service companies, ... the Florida Bar. Preferences: + Experience in administrative or financial regulatory law. + Litigation experience. +...candidate's competencies and qualifications. Employees of the Department of Financial Services are paid on a monthly… more