- Wells Fargo (Jacksonville, FL)
- …+ Brokerage client support experience + Administrative support experience in financial services + Experience interacting directly with customers + ... . **In this role you will:** + Assist Profit Formula (PF) Financial Advisor(s) with sales, service and operational related activities… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and a minimum of three (3) years of experience in Supervision and/or the financial services industry. + OR ~ + An equivalent combination of experience, ... operations + Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities … more
- MUFG (Tampa, FL)
- …of internal audit and/or equivalent of experience with the financial services industry, related markets, and related regulatory agencies. + Experience ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- JPMorgan Chase (Tampa, FL)
- …mitigation + Familiarity with risk management frameworks, industry standards, and financial industry regulatory requirements + Proficient knowledge and expertise ... a Tech Risk & Controls Resiliency Lead in Compute Platforms & Network Services (CPNS), you will be responsible for identifying, and mitigating compliance and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …holding company, headquartered in St. Petersburg, FL. Raymond James provides financial services to individuals, corporations and municipalities through its ... Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state...three (3) years of experience in Supervision and/or the financial services industry. ~or~ * An equivalent… more
- Coinbase (Tallahassee, FL)
- …our federal policy priorities, including crypto market structure legislation. A background in financial services or tech policy is helpful. *What you'll be doing ... in Congress, including the Senate, particularly offices and committees relevant to financial services or tech. * Experience driving policy strategies in… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …responsibility and a solid business understanding of Raymond James products and services . + Financial analysis concepts, practices, and procedures. + Fundamental ... risk management and mitigation strategies to support sound financial planning. + Regulatory expectations for Large Financial Institutions (LFI). **Ability… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …responsibility and a solid business understanding of Raymond James products and services . + Financial analysis concepts, practices, and procedures. + Fundamental ... risk management and mitigation strategies to support sound financial planning. + Regulatory expectations for Large Financial Institutions (LFI). **Ability… more
- MUFG (Tampa, FL)
- …experience in internal audit, learning and development, or a related field within financial services . + Proven experience managing global learning programs in a ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...to provide guidance and support to operational, business and regulatory teams and will perform expert level database security… more