- MUFG (Tampa, FL)
- …experience in internal audit, learning and development, or a related field within financial services . + Proven experience managing global learning programs in a ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...to provide guidance and support to operational, business and regulatory teams and will perform expert level database security… more
- Coinbase (Tallahassee, FL)
- …years of substantive privacy experience, including in-house experience at technology or financial services companies. * JD or international equivalent (license ... specific to financial institutions (eg GLBA) and the global financial regulatory frameworks (eg AML/KYC compliance, PSD2). * CIPP or similar certification(s)… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and a minimum of six (6) years of experience in Compliance and/or the financial services industry preferred. ~or~ + Any equivalent combination of experience, ... reviews. + Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and a minimum of two (2) years of experience in Supervision and/or the financial services industry. + ~or~ + Any equivalent combination of experience, education, ... operations + Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities … more
- MUFG (Tampa, FL)
- …Significant experience managing complex and dynamic Third-Party relationships. + Knowledge of regulatory bodies governing financial services and in providing ... addition to other US regulators (eg, NY Department of Financial Services ), and foreign-based regulators (eg, Japan's...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- Capco, a Wipro Company (Orlando, FL)
- …talent with our diverse subject matter expertise and years of experience in the financial services industry. With a proven track record spanning 25+ years, our ... The Federal Reserve Bank, the Commodity Futures Trading Commission, Financial Industry Regulatory Authority (FINRA), and other...a chance to help reshape the competitive landscape in financial services . We launch new banks, transform… more
- PNC (Tampa, FL)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... policies and procedures accurately reflect current laws, rules, other regulatory requirements and management intent. Independently challenges analyses, reviews and… more
- MUFG (Tampa, FL)
- …December 2026 and Spring 2027 + 3.0 GPA or higher + Strong interest in Banking/ Financial Services /Risk Management + Pursuing a Bachelor's degree in one of the ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- MUFG (Tampa, FL)
- …strong subject matter expertise in third-party and outsourcing risk management in financial services or other heavily regulated industries is preferred. This ... the SEC, other US regulators (eg, NY Department of Financial Services ), and foreign-based regulators (eg, Japan's...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more