- TECO Energy (Tampa, FL)
- …will direct company activities in the pricing of gas distribution rates, cost of service studies, regulatory financial analysis, and general regulatory ... and reporting. Assist in performing technical and compliance reviews of company regulatory and financial filings. Participate in formulating federal and state… more
- Wells Fargo (Doral, FL)
- …you looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, ... in the top three - making us the #1 financial services employer - on the 2025...with customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6… more
- Fresenius Medical Center (Jacksonville, FL)
- …and/or Directors of Operations to ensure that operational, financial and regulatory requirements associated with Technical Service are met. + Collaborates ... + Transport equipment as needed. + Collaborate with the Director of Technical Services to establish operating and financial goals. + Monitor performance metrics… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …discipline and minimum of eight (8) years of experience in Supervision and/or the financial services industry. * ~OR ~ * Any equivalent combination of ... Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state...* Holding a team and individuals accountable to meet service level agreements and project deadlines. * Writing and… more
- MyFlorida (Alachua, FL)
- …responsible for licensing, chartering, examining, and regulating depository and non-depository financial institutions and financial service companies, ... practice of law. Preferences: + Experience in administrative or financial regulatory law. + Litigation experience. +...to mandatory background checks conducted through the Department of Financial Services (DFS), Bureau of Human Resource… more
- Raymond James Financial, Inc. (FL)
- …years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client ... + Associate's degree and five (5) years of licensed financial services industry service experience....12 months **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …discipline and a minimum of three (3) years of experience in Supervision and/or the financial services industry * OR ~ * An equivalent combination of experience, ... Employee Retirement Income Security Act (ERISA); Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities … more
- Raymond James Financial, Inc. (Orlando, FL)
- …- 7 to 12 months **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - ... Responsibilities** * Serves as first point of contact to service a high volume of daily interactions, including basic...Investment Adv Rep - Financial Industry Regulatory Authority (FINRA), Series 7_GS… more
- Wells Fargo (Tampa, FL)
- …or CFA **Job Expectations:** + US only: Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ... position offers a hybrid work schedule + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for… more
- Wells Fargo (Bradenton, FL)
- …registration + State Insurance license(s) + 3+ years of experience in a licensed financial services position + Customer service focus with experience ... it here. At Wells Fargo, we're more than a financial services leader - we're a global...candidate upon offer acceptance + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is… more