- Raymond James Financial, Inc. (FL)
- …years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client ... or equivalent and three (3) years experience in the financial services industry, preferably including related service experience. * Associates and/or… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …holding company, headquartered in St. Petersburg, FL. Raymond James provides financial services to individuals, corporations and municipalities through its ... Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state...five (5) years of experience in Supervision and/or the financial services industry. ~or~ * An equivalent… more
- MUFG (Tampa, FL)
- …loan funding mechanics, deal structure, etc. + Demonstrated understanding of financial services , specifically within Wholesale and Investment Banking. + ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- PNC (Tampa, FL)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... Constructively challenges conclusions/status quo. Exhibits confidence and credibility with service partners, business leaders, customers, regulators, and auditors. +… more
- Truist (Coral Gables, FL)
- …5. Knowledge of the features and attributes of annuity products. 6. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. ... Responsible for the general servicing and support of the International Financial Advisors. This includes administrative and operational support, business development… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Degree (BA), preferably in Mathematics, with a minimum of fifteen (15) years of financial services experience required. . OR ~ . Any equivalent combination of ... 15 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Salary Range** $225,000.00-$250,000.00… more
- USAA (Tampa, FL)
- …all caps.** **_Find your purpose. Join our mission._** USAA is unlike any other financial services organization. The mission of the association is to facilitate ... USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …or equivalent and three (3) years experience in the financial services industry, preferably including related service experience. + Associates and/or ... Raymond James home office, is dedicated to providing exceptional service to Raymond James' clients. Although we operate as...months to 3 years **Certifications** AG - Agent - Financial Industry Regulatory Authority (FINRA), GS (pre… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and a minimum of two (2) years of experience in Supervision and/or the financial services industry. ~or~ * An equivalent combination of experience, education, ... of:** * Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory… more
- First Horizon Bank (Starke, FL)
- …etc)** None required **About Us** First Horizon Corporation is a leading regional financial services company, dedicated to helping our clients, communities and ... political and regulatory ), and income and expense assumptions. + Monitor financial results and other relevant metrics to be consistent with the long-term… more