- CIBC (NY)
- …a result of the analysis, identify potential business interruption risks, including operational, financial and regulatory and work with the business units to ... development of actionable and sustainable recovery strategies that ensure alignment with regulatory expectations and corporate guidelines. A key aspect of this role… more
- HSBC (Buffalo, NY)
- …related field + Good understanding of the US regulatory frameworks and regulatory requirements associated with financial services + Excellent spoken and ... plus + Preference given to candidates withCertified Internal Auditor (CIA),Certified Financial Services Auditor (CFSA), orCertified Information Systems Auditor… more
- Citigroup (New York, NY)
- …7-12+ years in risk management, audit, model governance, or AI/DA development within financial service **Skills and Knowledge:** + Proven leadership skills in a ... all people management functions for the team. Qualifications: **Experience:** + 15+ years in a large financial institution, regulatory body, or related field. +… more
- Cherry Bekaert (Albany, NY)
- …join our team providing internal audit, regulatory compliance and risk management services to banks and financial institutions. As the level of regulatory ... , **Cherry Bekaert** delivers innovative advisory, assurance and tax services to our clients. At Cherry Bekaert we create...a **Senior Associate ( Regulatory Compliance)** to… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services , Department of Title Financial Services Specialist 1 Compliance, SG-18 Occupational Category Financial , ... State NY Zip Code 12257 Duties Description The New York State Department of Financial Services seeks to build an equitable, transparent, and resilient … more
- AIG (New York, NY)
- …crime/fidelity and kidnap & ransom insurance; + Research and review of legal/ regulatory issues impacting or potentially impacting Financial Lines products; and ... + Working collaboratively with Regulatory colleagues to address regulatory matters impacting Financial Lines, including the countrywide filing of forms and… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services , Department of Title Compliance Specialist ( Financial Services Specialist 1 (Compliance), SG-18) Occupational ... State NY Zip Code 10004 Duties Description The New York State Department of Financial Services seeks to build an equitable, transparent, and resilient … more
- City National Bank (New York, NY)
- …a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National and our dynamic ... * Implement rigorous due diligence processes, including thorough analysis of financial statements, regulatory filings, and corporate disclosures * Integrate… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services , Department of Title Virtual Currency Application Analyst ( Financial Services Specialist 1 (Compliance), SG-18) ... State NY Zip Code 12257 Duties Description The New York State Department of Financial Services seeks to build an equitable, transparent, and resilient … more
- PNC (New York, NY)
- …governance, policies, and oversight - Experience supporting or responding to regulatory requests, including familiarity with financial prudential agencies (eg, ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more