- Citigroup (Getzville, NY)
- …experience, with experience in compliance, legal or other control-related function within large financial services , regulatory or consulting firm preferred + ... experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a… more
- PNC (New York, NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... provider of shareholder representation, escrow agent, and paying agent services , delivering high-touch execution and operational excellence to clients navigating… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services , Department of Title Virtual Currency Specialist ( Financial Services Specialist 4 (Compliance), SG-27) Occupational ... State NY Zip Code 10004 Duties Description The New York State Department of Financial Services seeks to build an equitable, transparent, and resilient … more
- CIBC (NY)
- …a result of the analysis, identify potential business interruption risks, including operational, financial and regulatory and work with the business units to ... development of actionable and sustainable recovery strategies that ensure alignment with regulatory expectations and corporate guidelines. A key aspect of this role… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services , Department of Title Trust Compliance Associate ( Financial Services Specialist 4 (Compliance), SG-27) Occupational ... State NY Zip Code 12257 Duties Description The New York State Department of Financial Services seeks to build an equitable, transparent, and resilient … more
- Siebert Williams Shank (New York, NY)
- …banking services to clients in the public sector. SWS is a full- service investment banking and financial services company dual-headquartered in New ... are a SEC-registered securities broker-dealer and member of the Financial Industry Regulatory Authority (FINRA) and the...only committed to providing the highest level of value-added services to our clients but also committed to improving… more
- Siebert Williams Shank (New York, NY)
- …and support senior bankers in business development efforts. SWS is a full- service investment banking and financial services company dual-headquartered ... are a SEC-registered securities broker-dealer and member of the Financial Industry Regulatory Authority (FINRA) and the...only committed to providing the highest level of value-added services to our clients but also committed to improving… more
- HSBC (Buffalo, NY)
- …related field + Good understanding of the US regulatory frameworks and regulatory requirements associated with financial services + Excellent spoken and ... plus + Preference given to candidates withCertified Internal Auditor (CIA),Certified Financial Services Auditor (CFSA), orCertified Information Systems Auditor… more
- City of New York (New York, NY)
- …in implementing and managing payment/invoicing systems - Strong understanding of financial processes, regulatory requirements, and compliance - Excellence in ... Job Description The Mayor's Office of Contract Services (MOCS) is a New York City oversight... (MOCS) is a New York City oversight and service agency that manages procurement citywide, from planning and… more
- PNC (Albany, NY)
- …Real Estate Property Data Analysis, Real Estate Sales Closings and Agreements, Regulatory Environment - Financial Services **Work Experience** Roles ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
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