- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services , Department of Title Financial Services Specialist 1 Compliance, SG-18 Occupational Category Financial , ... State NY Zip Code 12257 Duties Description The New York State Department of Financial Services seeks to build an equitable, transparent, and resilient … more
- American Express (New York, NY)
- …exposure to US regulations is preferred. + Working exposure in development of financial data domains to support regulatory and analytical requirements for large ... Express. This Manager role is for the Systems Change Office within Financial Reporting Quality Assurance Organization (FRQA), in support of the Regulatory… more
- PNC (New York, NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... focus on meeting community needs through community development loans, investments, financial education and other technical expertise. In this position, through… more
- MUFG (New York, NY)
- …and auditors. **Business and Technical Knowledge:** + Broad view of the financial services industry. + Strong knowledge of corporate, investment banking ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services , Department of Title Financial Services Specialist 2 (Compliance), SG-23 Occupational Category Financial , ... State NY Zip Code 10004 Duties Description The New York State Department of Financial Services seeks to build an equitable, transparent, and resilient … more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services , Department of Title Data Analysis Specialist ( Financial Services Specialist 1 (Compliance), SG-18) Occupational ... State NY Zip Code 12257 Duties Description The New York State Department of Financial Services seeks to build an equitable, transparent, and resilient … more
- Bank of America (Buffalo, NY)
- …industry regulations, supervisory requirements, policies/procedures, wealth management concepts, and financial services products **Key Qualifications for the ... supporting business objectives and contributing to market profitability by influencing Financial Advisor business practices to minimize regulatory , financial… more
- Citigroup (New York, NY)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, ... by Citi's Chief Sanctions Officer. **Qualifications:** + 10 years+ experience in the Financial Services Industry. + Graduate degree, BS or concentration in… more
- National Association of Insurance Commissioners (NY)
- …expertise in policy and regulation among state departments, data and technology, financial regulatory support, training and education, and resources for ongoing ... **Job Description:** The Regulatory Affairs Division of the National Association of...sequence of development value streams to deliver products and services . Management Responsibilities This position is responsible for the… more
- Wells Fargo (New York, NY)
- …recognized equivalents will be accepted + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
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