- National Association of Insurance Commissioners (NY)
- …expertise in policy and regulation among state departments, data and technology, financial regulatory support, training and education, and resources for ongoing ... **Job Description:** The Regulatory Affairs Division of the National Association of...sequence of development value streams to deliver products and services . **Management Responsibilities** This position is responsible for the… more
- American Express (New York, NY)
- …within internal/external audit, including independently leading audit work streams. + Financial services industry experience and an understanding of related ... products, services , features, economics and key regulations + Understanding of regulatory , accounting, and financial industry best practices relevant to the… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Molina Healthcare (Albany, NY)
- …responses for CMS audits and data-validation reviews * Ability to quantify financial , regulatory , and member-experience risk from complaint trends and to ... cross-functional action plans with Enrollment, Claims, Pharmacy, Network, and Member Services * Hands-on experience maintaining evidence libraries and template… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...risks for MUFG + Conduct business in line with regulatory requirements GLOBAL COLLABORATION + Develop strong internal networks… more
- Marex (New York, NY)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to ... BD and NFA registered FCM + Experience with KYC (Know Your Customer) and anti- financial crimes related regulatory requirements a plus + Ability to accurately… more
- PNC (New York, NY)
- …responsibilities may be performed remotely, at manager's discretion. Commercial Banking provides financial services , both in and out of PNC's branch footprint, ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- BioLife Plasma Services (Albany, NY)
- …of the program, gain hands-on experience in operational production, including financial , regulatory , administrative, marketing, quality, facilities, and people ... how we tackle rare diseases.** With the incredible growth of 235+ BioLife Plasma Services centers across the US, the future looks bright for you. Opportunities to… more
- New York State Civil Service (Albany, NY)
- …of relevant work experience, which includes 5 years in the banking or financial services industry ( regulatory examination experience a plus).* Managerial ... NY HELP No Agency Financial Services , Department of Title Deputy...depository entities regulated by DFS, while staying informed on regulatory changes that may impact such institutions; * Works… more
- TD Bank (New York, NY)
- …Financial Management, with accounting designation preferred. + 5+ years of financial services experience, preferably in capital markets. + Proven analytical ... a key role in the USA providing support in financial , management, liquidity, and regulatory reporting. In...offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose… more