- TD Bank (New York, NY)
- …Financial Management, with accounting designation preferred. + 5+ years of financial services experience, preferably in capital markets. + Proven analytical ... a key role in the USA providing support in financial , management, liquidity, and regulatory reporting. In...offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose… more
- PNC (New York, NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... consultative interactions with clients, and solutions that help them achieve financial well being. Creates a differentiated customer experience, making banking easy… more
- New York State Civil Service (New York, NY)
- …of relevant work experience, which includes 5 years in the banking or financial services industry ( regulatory examination experience a plus).* Managerial ... NY HELP No Agency Financial Services , Department of Title Deputy...regulated by LFS and MB, while staying informed on regulatory changes that may impact such institutions; * Assists… more
- American Express (New York, NY)
- …years of work experience in the US Federal Reserve/ financial US regulatory reporting, banking/ financial services , and/or Controllership. + Bachelor's ... of our largest global partners or creating next year's financial plan, you can influence both our day-to-day P&L...degree in finance/accounting + Knowledge of US Regulatory Reports (Y9C, Y14, Y15, 2052a, amongst others) +… more
- MUFG (New York, NY)
- …Lakes, and Data Marts + 5+ years of most recent experience in Banking & Financial Services sector + Proven experience in a senior product management role, using ... strategy to design and implement new data products & services while supporting the current state. The candidate must...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- Lumen (Albany, NY)
- …role will be considered. * Preferred working knowledge of legislative and financial regulatory compliance standards and best practices. * Preferred CRISC, ... control compliance. * Conduct periodic risk assessments to ensure that legal, regulatory , and audit requirements are met. Perform risk analytics and reporting to… more
- JPMorgan Chase (New York, NY)
- …+ Bachelor's degree or equivalent experience required. + 7+ years of financial service experience in controls, audit, quality assurance, risk management, ... the Risk & Control Self-Assessment, including control breaks and resolutions, to reduce financial loss, regulatory exposure, and reputational risk. + Verify key… more
- MUFG (New York, NY)
- …degree or have equivalent work experience is required + Minimum one year of client services work experience in Financial Services industry is required + ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- New York State Civil Service (Montrose, NY)
- …financial ledgers and accounts to ensure accuracy and compliance with accepted financial principles, regulatory requirements, and to ensure financial ... Home Fiscal Administration (NY HELPS), Montrose - 91128 Occupational Category Financial , Accounting, Auditing Salary Grade 661 Bargaining Unit M/C -… more
- Raymond James Financial, Inc. (New York, NY)
- …to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Salary Range** $32,240.00-$85,000.00 ... offers a comprehensive education for the next generation of Raymond James Financial Advisors. The program takes a holistic approach by incorporating training for… more