- Citigroup (New York, NY)
- …and architectural role in Cash Management, Intra-day Liquidity, Payments, Financial Ledger, Regulatory reporting areas in Financial Services + 5+ years ... with recommendation to senior stakeholders. Individual will apply in-depth domain knowledge of financial services to grasp all facets of the multiple dimensional… more
- PNC (New York, NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... on meeting community needs through community development loans, investments, financial education and other technical expertise. CDB provides nontraditional capital… more
- City of New York (New York, NY)
- …(DOI), the Departmental Disciplinary Committee (DDC), the Department of Financial Services (DFS), the Financial Industry Regulatory Authority (FINRA), ... Office (DANY) has an opening for an Investigative Analyst in its Financial Frauds Bureau. In this position, working closely with Assistant District Attorneys… more
- MUFG (New York, NY)
- …another relevant field + A minimum of 3 years of related Accounting or Financial Services work experience; preferably with specific experience in project finance ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- MUFG (New York, NY)
- …Japanese Corporate Banking for the Americas (JCB) offers comprehensive global and local financial services to Japanese corporate clients operating in the United ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Bachelor's Degree in related field and 1- 3 years of experience in the financial services industry. + OR ~ + Any equivalent combination of experience, ... to 3 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Salary Range** $80,000.00-$125,000.00… more
- MUFG (New York, NY)
- …supporting a data privacy program, including leadership experience. Experience working in financial services preferred. + Strong Knowledge of US, Canada, and ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- PNC (New York, NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... strengthens a network. This includes dialogues with sponsor groups, financial intermediaries, businesses, accountants, attorneys, banks, and additional Centers of… more
- Santander US (New York, NY)
- …Finance, Business, or equivalent field. Pref Work Experience: 9+ Years Compliance, Legal, Regulatory , or Financial Services . Req Skills and Abilities: + ... Santander is a global leader and innovator in the financial services industry. We believe that our...the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to… more
- MUFG (New York, NY)
- …and/or risk management regulations and frameworks to develop governance. + Experience in the financial services industry is a plus. + Big 4 or top-tier ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
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