- American Express (New York, NY)
- …reg reporting, audit, compliance or risk management within the banking or financial services industry. Demonstrated experience in transaction testing, data ... is the independent risk management function covering risk of financial loss, reputational damage, or regulatory or...governance, data compliance, and data-related issue management in large financial services firms. + Proficient in using… more
- PNC (New York, NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... *Manage and grow priorities such as Escrow & Paying Agent and Organizational Financial Wellness. *Lead a multi-disciplinary team and deliver exceptional value to our… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...the diversified industrials sector. You will also maintain and service the existing portfolio as a Marketing Officer. In… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...real focus on Asian currencies. We offer comprehensive trading services , as well as bespoke Foreign Exchange risk management… more
- Citigroup (New York, NY)
- …& Skills:** + 8+ years of relevant work experience with global corporations and financial services experience gained in Banking or in an associated consulting ... multiple workstreams to identify and align scope/design considerations (eg, Data sourcing, financial processes, financial reporting, regulatory reporting) +… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- TD Bank (New York, NY)
- …with the GED Business from front-to-back from Sales and Trading to settlements and financial and regulatory reporting and everything in-between. This role has a ... design and implementation of esoteric risk metrics associated with key regulatory initiatives (FRTB) for Equity Derivative products. The candidate should effectively… more
- Citigroup (New York, NY)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, ... abreast of relevant changes to rules/regulations and other industry news including regulatory findings. + Providing oversight and guidance over the assessment of… more
- Wells Fargo (White Plains, NY)
- …you looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, ... in the top three - making us the #1 financial services employer - on the 2025...for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes… more
- Wells Fargo (New York, NY)
- …you looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, ... in the top three - making us the #1 financial services employer - on the 2025...for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes… more