- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving… more
- American Express (New York, NY)
- …years of experience in internal audit, risk management, or controls, preferably in financial services + Subject Matter Expert Risk in Risk Governance Framework ... Our professionals come from diverse backgrounds including internal controls, regulatory compliance, financial accounting, operational risk, technology, and… more
- PNC (NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... the company's success. As a Product Management Sr. Manager within PNC's Merchant Services organization, you will be based anywhere within PNC's footprint. As a part… more
- MUFG (New York, NY)
- …help us design, implement, and maintain cloud solutions for our clients in the financial services industry. You will be responsible for ensuring that our cloud ... + At least 3 years of experience in the financial services industry + Strong knowledge of...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- MUFG (New York, NY)
- …details. **Job Summary** Candidates should have a passion for technology in financial services , strong strategic command, an engaging executive presence, ... programs + 10+ years of experience working in the financial services industry + Project Management Professional...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full- service financial services provider. We offer corporate and investment banking, treasury management, as well as ... Develops and/or facilitates development of client-focused solutions based on financial expertise, organizational, technical, regulatory and environmental client… more
- City of New York (New York, NY)
- …perpetrated against the elderly. - Work extensively with specialized NYPD Squads, Financial Industry Regulatory Authority ("FINRA"), and major financial ... opening for an Investigative Analyst in its Elder Abuse Unit, which provides services to elder abuse victims. In this position, the Investigative Analyst is… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... with the GPL Liquidity CFO, supporting management reporting, business analytics and financial guidance to ensure accurate and timely reporting and to help drive… more
- Raymond James Financial, Inc. (New York, NY)
- …Master's degree preferred. Minimum of fifteen (15) years of Compliance, Legal, Banking and/or regulatory experience in the financial services industry. + A ... and procedures. + SEC, FINRA, FRB Bank Holding Company, and state regulatory frameworks. + Financial markets, investment products, and electronic trading… more
- PNC (New York, NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... identifies and mitigates different types of risk, such as regulatory , reputational, operational and credit risks. + Manages effective...on bringing the full range of PNC's products and services to the client. Leverages reporting and sales tools… more