• Investigative Analyst

    City of New York (New York, NY)
    …perpetrated against the elderly. - Work extensively with specialized NYPD Squads, Financial Industry Regulatory Authority ("FINRA"), and major financial ... opening for an Investigative Analyst in its Elder Abuse Unit, which provides services to elder abuse victims. In this position, the Investigative Analyst is… more
    City of New York (05/24/25)
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  • SVP, Capital Markets Chief Compliance Officer

    Raymond James Financial, Inc. (New York, NY)
    …Master's degree preferred. Minimum of fifteen (15) years of Compliance, Legal, Banking and/or regulatory experience in the financial services industry. + A ... and procedures. + SEC, FINRA, FRB Bank Holding Company, and state regulatory frameworks. + Financial markets, investment products, and electronic trading… more
    Raymond James Financial, Inc. (06/03/25)
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  • Branch Manager- Commack Expansion

    Wells Fargo (Huntington Station, NY)
    …the job expectations below **Required Qualifications:** + 4+ years of banking, financial services , or Branch Network experience, or equivalent demonstrated ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
    Wells Fargo (05/31/25)
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  • State Systems Specialist

    Pearson (Albany, NY)
    …opportunity to make an impact in the education sector by ensuring financial accuracy, maintaining regulatory compliance, and fostering strong relationships with ... experienced accounting professional with a passion for compliance, education, and public service ? We're looking for a **State Systems Specialist** to join our… more
    Pearson (06/05/25)
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  • GCIB - TMT Corporate Banking, Global Relationship…

    MUFG (New York, NY)
    …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...Semiconductor & Electronics sector. You will also maintain and service the existing portfolio as a Marketing Officer. In… more
    MUFG (05/24/25)
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  • CIB COO Business Solutions and Enablement Group…

    Wells Fargo (New York, NY)
    …& Investment Banking delivers a comprehensive suite of capital markets, banking, and financial products and services . A trusted partner to our clients, we ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
    Wells Fargo (05/21/25)
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  • Mortgage Loan Officer

    PNC (Hilton, NY)
    …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... calls. + Develops and prepares loan solutions and refers products and services ; reviews documentation to ensure compliance. Manages customer pipeline for efficiency.… more
    PNC (06/04/25)
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  • Lead Quantitative Analytics Specialist - Model…

    Wells Fargo (New York, NY)
    …development, validation, or auditing of Treasury & Finance related models in the financial services industry, preferably within a large bank + Working knowledge ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
    Wells Fargo (06/04/25)
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  • Regional Banker/Teller

    PNC (Marlboro, NY)
    …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... an opportunity to contribute to the company's success. As a Branch Sales & Service RRT within PNC's Retail Banking organization, you will support the Monmouth Region… more
    PNC (05/29/25)
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  • AVP, IAM Metric Program Manager

    Synchrony (New York, NY)
    …technical concepts for diverse audiences **Desired Characteristics:** + Experience with financial industry regulatory requirements, audit and risk management + ... the flexibility to change directions quickly + Understanding of financial security and regulatory standards, including, but...hires (Level 4-7) must have 9 months of continuous service with the company before they are eligible to… more
    Synchrony (06/04/25)
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