- PNC (Hilton, NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... calls. + Develops and prepares loan solutions and refers products and services ; reviews documentation to ensure compliance. Manages customer pipeline for efficiency.… more
- PNC (New York, NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... the branch customer base through a variety of proactive sales and service activities. Manages the customer experience by identifying opportunities to improve the… more
- Wells Fargo (New York, NY)
- …record in leading secure by design or equivalent functions at scale, preferably in financial services or highly regulated industries. + Deep expertise in: + ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (New York, NY)
- …Produce high quality loans which are compliant and provide excellent customer service + Build relationships with realtors, builders, financial professionals, ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- MUFG (New York, NY)
- …equivalent work experience is required. + Prior experience in corporate banking, financial services or finance/treasurer department in corporations is preferred. ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Wells Fargo (New York, NY)
- …registration + State Insurance license(s) + 3+ years of experience in a licensed financial services position + Customer service focus with experience ... it here. At Wells Fargo, we're more than a financial services leader - we're a global...for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- American Express (New York, NY)
- …other relevant industry certification + Analytics experience in internal audit, risk management, and/or financial services + Big 4 or large Financial ... + Minimum of 7 years of relevant experience in audit + Understanding of regulatory , accounting, and financial industry guidance and best practices relevant to… more
- HSBC (New York, NY)
- …banking clients on risks, best practices and required actions pertaining to US financial regulatory actions and Governmental changes. Domestic travel required up ... key stakeholders including Global Banking & Markets, Trade & RF, Treasury Services , Private Banking, and Retail Banking. Contribute to effective utilization of the… more