- PNC (New York, NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... the branch customer base through a variety of proactive sales and service activities. Manages the customer experience by identifying opportunities to improve the… more
- TD Bank (New York, NY)
- …a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing ... York, New York, United States of America **Hours:** 40 **Line of Business:** Financial Crime Risk Management **Pay Detail:** $128,800 - $162,000 USD TD is committed… more
- Wells Fargo (Astoria, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... high quality jumbo loans which are compliant and provide excellent customer service + Build relationships focused on affluent borrowers with realtors, builders, … more
- Wells Fargo (Brooklyn, NY)
- …care and build relationships + Provide appropriate options for bank products and services to customer + Refer customers' financial needs to other bankers ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- American Express (New York, NY)
- …other relevant industry certification + Analytics experience in internal audit, risk management, and/or financial services + Big 4 or large Financial ... + Minimum of 7 years of relevant experience in audit + Understanding of regulatory , accounting, and financial industry guidance and best practices relevant to… more
- MUFG (New York, NY)
- …equivalent work experience is required. + Prior experience in corporate banking, financial services or finance/treasurer department in corporations is preferred. ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- ADP (Rochester, NY)
- …points for these:** _Preferred Qualifications_ + Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 ... ADP is hiring a **Sales Representative for Retirement Services ** . + **_Are you ready to control...** . + **_Are you ready to control your financial future with unlimited upside earnings potential?_** + **_Are… more
- Wells Fargo (New York, NY)
- …+ Extensive experience in vendor management, procurement, or supply chain within a financial services environment supporting the CIB business + Proven track ... management, and strategic planning skills + Familiarity with third-party risk management, regulatory compliance, and financial controls + Ability to create… more
- US Bank (New York, NY)
- …address changing workforce needs. - Considerable knowledge of applicable laws, regulations, financial services and regulatory trends impacting assigned ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...Review and update procedures to ensure they comply with Regulatory requirements. - Assist or work on special projects… more
- Grant Thornton (New York, NY)
- …them better understand their businesses. Continually inform clients about accounting, financial and regulatory developments that may affect their businesses. ... from start to finish, which includes planning, executing, directing, and completing financial audits and managing to budget. + Supervise, train, and mentor… more