- City National Bank (New York, NY)
- …or equivalent * 7+ years managing projects * 7+ years within or related to financial services *Additional Qualifications* * MBA or other advanced degree (eg, JD, ... * REGULATORY ASSOCIATE, IN-BUSINESS CLIENT SERVICE &...and building quantitative and qualitative/conceptual analyses * Knowledge in Financial Services , Project Management * Demonstrated ability… more
- Wells Fargo (New York, NY)
- …& Investment Banking delivers a comprehensive suite of capital markets, banking, and financial products and services to over 12,000 clients around the world, ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (New York, NY)
- …& Investment Banking delivers a comprehensive suite of capital markets, banking, and financial products and services to over 12,000 clients around the world, ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- JPMorgan Chase (Brooklyn, NY)
- …and/or third-party fund administrators to oversee the issuance of audited and unaudited financial statements + Ensure regulatory and financial compliance for ... provide oversight, but not limited, to the accounting, reporting and financial statements for alternative investment products in multiple jurisdictions working in… more
- Wells Fargo (New York, NY)
- …Investment Banking experience + 4+ years of experience at a global, highly matrixed financial services firm + Experience working in or with front-line investment ... & Investment Banking (CIB) delivers a comprehensive suite of capital markets, banking, and financial products and services . A trusted partner to our clients, we… more
- PNC (New York, NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... payments (wire transfer, ACH) along with aggressively growing real-time payment services (The Clearing House's RTP and FedNow) and evolving electronic payment… more
- Arrow Financial Corporation (Glens Falls, NY)
- …and streamline processes. > Prepare, review, and maintain supporting documentation for regulatory and financial reports; prepare financial statements, board ... The Arrow Financial Corporation Family of Companies is seeking dynamic,...related aspects, Securities and Exchange Commission (SEC) filing requirements, regulatory (call report, FRY 9, etc.) reporting. Determine and… more
- Wells Fargo (New York, NY)
- …you looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, ... in the top three - making us the #1 financial services employer - on the 2025...the fabric of the local community, helping provide the financial service backbone for its residents, employees… more
- Mizuho Corporate Bank (New York, NY)
- …CFE) or license relevant to the profession.Demonstrates a sound understanding of the financial services industry, including audit, financial , credit risk ... by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout… more
- Wells Fargo (New York, NY)
- …Sales organization provides innovative solutions that allow companies to manage their financial operations, including systems and services related to liquidity, ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more