- JPMorgan Chase (Brooklyn, NY)
- …1st Line of Defense (1LOD). It is responsible for executing the regulatory traceability process, documenting legal obligations, and mapping them to control framework ... elements to ensure compliance with material laws and regulatory requirements. Join our Markets Office of Legal Obligations team as a Vice President, where you'll… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... functional teams to strategize, plan, and execute a variety of programs, services and initiatives + Drive accountability for assigned initiatives, limit risk… more
- Claxton-Hepburn Medical Center (Ogdensburg, NY)
- …all aspects of an Article 28 Clinic's day-to-day operations, including quality, regulatory , financial , and human resource management. The ideal candidate will ... be a customer- service -driven, motivated, and team-oriented leader. This position will require...Strong supervisory and problem-solving abilities. + Working knowledge of regulatory and accreditation standards, as well as corporate compliance… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... initiative that will enhance our ability to partner and deliver excellent quality and service to our trading and sales partners as our platform continues to grow.… more
- Bloomberg (New York, NY)
- …trade reconstruction and best execution capabilities. + **Transaction Management, ARM and FI Regulatory Services ->** builds and maintains a suite of libraries ... Senior Software Engineer - Enterprise Regulatory Reporting Location New York Business Area Engineering...both internal and external to Bloomberg. The system provides services like eligibility checks, data enrichment, data validation and… more
- HSBC (New York, NY)
- …and achieve divisional business targets. As our Senior Legal Counsel - US Regulatory Legal you will: + Provide legal advice, guidance, and support to assigned ... legal risk is managed + Deliver specialized legal support on US bank regulatory matters affecting HSBC Group companies within the United States and, as appropriate,… more
- Citigroup (New York, NY)
- …occupation performing quantitative analysis for credit risk-related projects within the financial services industry. Six (6) years of experience must ... Citibank, NA seeks a Regulatory Risk Sr. Officer I for its New...Bachelor's degree, or foreign equivalent, in Computer Science, Mathematics, Financial Engineering, Financial Mathematics, or a related… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It...and senior management based on the solid knowledges around financial analysis and US regulatory requirements. +… more
- TD Bank (New York, NY)
- …TD Wealth Management Services Inc) with independent and complex regulatory regimes.** **The Financial Advisors, Relationship Managers, and Investment ... you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership… more
- Deloitte (New York, NY)
- …are critical to businesses. Your contributions can help clients improve financial performance, accelerate new digital ventures, and fuel growth through innovation. ... developing, and operating advanced Data and AI platforms, products, insights, and services . We help clients innovate, enhance, and manage their data, AI, and… more