- JPMorgan Chase (New York, NY)
- …Capabilities, and Skills:** + US-qualified lawyer with minimum 10 years of experience in financial services regulatory matters. + Strong knowledge of US ... manages legal and other risks, advises on products and services , interprets laws and regulations that impact the firm,...information sharing. + Knowledge of digital assets and emerging financial technologies. + Ability to anticipate regulatory … more
- American Express (New York, NY)
- …reporting team, audit, compliance or risk management within the banking or financial services industry. Demonstrated experience in transaction testing, data ... of data governance, data compliance, and data-related issue management in large financial services firms. Utilize data and business analytics background to… more
- SMBC (New York, NY)
- …of examiner commissioning program strongly preferred. + Comprehensive knowledge of financial services supervisory and regulatory environment including ... and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance.… more
- American Express (New York, NY)
- …reg reporting, audit, compliance or risk management within the banking or financial services industry. Demonstrated experience in transaction testing, data ... is the independent risk management function covering risk of financial loss, reputational damage, or regulatory or...governance, data compliance, and data-related issue management in large financial services firms. + Proficient in using… more
- MUFG (New York, NY)
- …experience in structured finance, credit solutions, or a similar role in the financial services industry. **2. Preferred Qualifications:** + Advanced degree (MS, ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Mizuho Corporate Bank (New York, NY)
- …by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout ... Assist senior staff in various other duties (ie, tax, financial and regulatory reporting, and financial...is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin… more
- Citigroup (Getzville, NY)
- …cause of variances. **Qualifications:** + 3+ years of extensive experience within the financial services industry and regulatory reporting. + Foundational ... The Regulatory Reporting role is a senior analyst position...Financial Acumen, Internal Controls, Issue Management, Problem Solving, Regulatory Reporting. **Other Relevant Skills** For complementary skills, please… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- CIBC (New York, NY)
- …have at least 10+ years** of experience in regulatory reporting within banking or financial services , with at least 5 years in a leadership role. + **You ... **Weekly Hours** 40 **Skills** Analytical Thinking, Communication, Deliverables Management, Financial Reporting and Analysis, Regulatory Reporting, Regulatory… more
- PNC (New York, NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... and have an opportunity to contribute to the company's success. As a Financial Wellness Consultant, within PNC's Organizational Financial Wellness, you will be… more