- Synchrony (Stamford, NY)
- …services industry + Minimum five years' experience with Regulatory / Financial Reporting as a Financial Services business **Desired Characteristics:** ... + Oversee the process for preparation of applicable quarterly/annual Regulatory Financial Reports related to Synchrony, Synchrony...minimum ten years Accounting experience in the Banking or Financial Services industry or in lieu of… more
- Mizuho Corporate Bank (New York, NY)
- …by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout ... or equivalent required. + 5+ years of experience in financial institution. + Banking/ Regulatory Experience: + General...is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin… more
- Wells Fargo (New York, NY)
- …+ Experience as a practicing attorney in private practice, financial services in-house legal department and/or regulatory agency providing legal advice on ... legal, regulatory , and compliance issues for a financial services firm on securities issues and broker-dealer matters. + Ability to analyze legal and … more
- Citigroup (New York, NY)
- …+ Experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, ... The Capital Markets Regulatory Engagement Officer will be part of Citi's...audits, or enterprise-wide risk management projects at a complex financial institution. + Excellent project management and organizational skills… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... a team of Business Finance professional roles that provide strategic financial analysis, insights, decision support and/or reporting results and/or provide guidance… more
- MUFG (New York, NY)
- …that impact the products and services business lines offer. + Manage financial crimes issues and all regulatory deliverables with relevant regulatory ... agencies. Through effective communication and oversight, ensure all financial crimes issues and regulatory deliverables are...as the top BSA/AML officer at a complex, global financial services institution, or the "second-in-command" to… more
- Citigroup (Getzville, NY)
- …Control Analyst, Auditor, or related position performing data analysis within the financial services industry. Alternatively, employer will accept a Bachelor's ... to ensure accuracy, completeness, and validity of CTI data impacting Citi's financial books and records, accounting, regulatory and management reporting results.… more
- PNC (NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... Experience, Strategy (RCES) organization, supporting the First Line of Defense (1LOD) Financial Crimes Compliance Program Office (FCCPO) team. This is a remote… more
- MUFG (New York, NY)
- …credit solutions, or a similar role, preferably within the insurance or financial services industry. **Preferred Qualifications:** + Advanced degree (MS, MBA, ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- JPMorgan Chase (New York, NY)
- …Capabilities, and Skills:** + US-qualified lawyer with minimum 10 years of experience in financial services regulatory matters. + Strong knowledge of US ... manages legal and other risks, advises on products and services , interprets laws and regulations that impact the firm,...information sharing. + Knowledge of digital assets and emerging financial technologies. + Ability to anticipate regulatory … more