- Raymond James Financial, Inc. (Buffalo, NY)
- …James. The term "Raymond James" includes, but is not limited to Raymond James Financial Services , Inc. ("RJFS") and Raymond James Financial Services ... sharp and deliver on the highest level of customer service for our clients. As such, we are thrilled...6 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Salary Range**… more
- MUFG (New York, NY)
- …experience investigating financial crimes + Technical or functional experience in financial services and/or related government entity + Knowledge of global ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... related to potential money laundering, terrorist financing and other illicit financial crimes, and Regulatory reporting requirements. The role requires… more
- Wells Fargo (New York, NY)
- …Wells Fargo** Wells Fargo and Company (NYSE: WFC) is a diversified, community-based financial services company with $1.9 trillion in assets. Wells Fargo's vision ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (New York, NY)
- …training, military experience, education **Desired Qualifications:** + 6+ months of financial services experience in portfolio management and/or equivalent ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Bloomberg (New York, NY)
- …financial services regulator + Knowledgeof the US and Canadian regulatory environment for financial services andinstitutions + Substantialexpertise in ... and/or RiskManagement, preferably at a banking or a financial services organization or ata ... regulatory risk management, internal controls, root cause analysis, financial products, and services + Provensenior stakeholder… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services , Department of Title Surveillance Operations Analyst ( Financial Services Specialist 2 (Risk), SG-23) Occupational ... 12257 Duties Description The New York State Department of Financial Services seeks to build an equitable,...modeling, integration, and ensuring the quality of data in regulatory and financial environments. The role demands… more
- Santander US (New York, NY)
- …**Your Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest ... and best practices from both the US and European financial regulatory bodies. + Risk Assessment: Oversee...demonstrated through a combination of work experience, training, military service , or education. . **Risk Culture:** We embrace a… more
- American Express (New York, NY)
- …evolving regulations. The ideal candidate will possess expertise in navigating the complex regulatory environment affecting financial services and will be ... will help us define the future of American Express. ** Regulatory Compliance Manager** American Express Company is seeking a...of 5 years of overall experience in Banking and Financial Services , of which a minimum of… more
- Scotiabank (New York, NY)
- …Master's, MBA/JD a plus. + Ten plus years of experience at a Financial Services Firm, Consulting Firm, or Regulatory agency or a similar position in the ... Director, Regulatory Relations Group **Requisition ID:** 222216 **Salary Range:** 180,000.00 - 301,500.00...financial services industry. + A detailed and… more