• Senior Compliance Business Oversight Analyst

    TD Bank (New York, NY)
    …TD Wealth Management Services Inc) with independent and complex regulatory regimes. The Financial Advisors, Relationship Managers, and Investment Advisors ... and approving remediation action plans + Responsible for assessing regulatory risk associated with new products, services ...banking experience or are just starting your career in financial services , we can help you realize… more
    TD Bank (09/05/25)
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  • Senior Compliance Business Oversight Analyst

    TD Bank (New York, NY)
    …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... in reviewing and approving remediation action plans + Responsible for assessing regulatory risk associated with new products, services and other initiatives… more
    TD Bank (08/21/25)
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  • Senior Manager IT Risk Strategy

    City National Bank (New York, NY)
    …executive decision-making. * Expertise in OCC, FRB, FFIEC, and other financial regulatory requirements, including technology requirements, regulatory ... THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation Oversight function within T&I Strategic Planning &...Bank of Canada, one of North America's leading diversified financial services companies. To learn more about… more
    City National Bank (08/07/25)
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  • Surveillance Operations Analyst ( Financial…

    New York State Civil Service (Albany, NY)
    NY HELP No Agency Financial Services , Department of Title Surveillance Operations Analyst ( Financial Services Specialist 2 (Risk), SG-23) Occupational ... 12257 Duties Description The New York State Department of Financial Services seeks to build an equitable,...modeling, integration, and ensuring the quality of data in regulatory and financial environments. The role demands… more
    New York State Civil Service (08/08/25)
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  • US Head of Finance

    Robert Half Finance & Accounting (New York, NY)
    Description Robert Half Financial Services is recruiting for a US Head of Finance & Accounting role for a global Broker Dealer/Swap Dealer firm located in ... regulatory audits - completed and filed on / ahead of time. + Financial regulatory filings - Ensure financial data / components of financial requests… more
    Robert Half Finance & Accounting (08/13/25)
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  • Director, Regulatory Relations Group

    Scotiabank (New York, NY)
    …Master's, MBA/JD a plus. + Ten plus years of experience at a Financial Services Firm, Consulting Firm, or Regulatory agency or a similar position in the ... Director, Regulatory Relations Group **Requisition ID:** 222216 **Salary Range:** 180,000.00 - 301,500.00...financial services industry. + A detailed and… more
    Scotiabank (08/15/25)
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  • Counsel - Corporate Regulatory Practice

    MetLife (New York, NY)
    …through its subsidiaries and affiliates, is one of the world's leading financial services companies, providing insurance, annuities, employee benefits and asset ... 4 years of legal experience, including strategic matter management and engagement with financial service regulators. * Exhibit crisp, clear oral and written… more
    MetLife (08/09/25)
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  • Head of Wealth Business Management…

    TD Bank (New York, NY)
    …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... Finance to ensure alignment across job families, entitlements, and financial & regulatory reporting. **Depth & Scope:**...financial products and markets, investment strategies, and banking services across segments + Must be able to delegate… more
    TD Bank (08/27/25)
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  • Sustainability and Climate Risk Manager

    SMBC (New York, NY)
    …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... throughout the business and risk management. You will support bank's climate-related financial risk regulatory reporting and disclosure to meet Federal &… more
    SMBC (07/23/25)
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  • Manager - Global Capabilities Product Owner

    American Express (New York, NY)
    …years of work experience in the US Federal Reserve/ financial US regulatory reporting, banking/ financial services , and/or Controllership. * Working ... is for a Global Capabilities Product Owner in the Regulatory Automation and Change Management team within Financial...player with a passion to consistently deliver high quality service and exceed customers' expectations. * Strong analytical and… more
    American Express (09/03/25)
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