- PNC (New York, NY)
- …Analysis, Consulting, Data Gathering and Reporting, Predictive Analytics, Quantitative Techniques, Regulatory Environment - Financial Services , Testing ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services , Department of Title Trust Compliance Associate ( Financial Services Specialist 4 (Compliance), SG-27) Occupational ... State NY Zip Code 12257 Duties Description The New York State Department of Financial Services seeks to build an equitable, transparent, and resilient … more
- Binghamton University (Binghamton, NY)
- …accounting principles and practices, with a track record of overseeing accurate financial reporting, regulatory compliance, and audit readiness; + excellent ... Vice President (*Management Confidential) Salary: $225,000 - $275,000 The Chief Financial and Operating Officer of the Binghamton University Foundation and Associate… more
- Citigroup (Getzville, NY)
- …experience, with experience in compliance, legal or other control-related function within large financial services , regulatory or consulting firm preferred + ... experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a… more
- PNC (New York, NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... sheet, particularly as these initiatives relate to interest rate risk, regulatory capital, and liquidity requirements. The ALM associate's primary responsibility… more
- Siebert Williams Shank (New York, NY)
- …and support senior bankers in business development efforts. SWS is a full- service investment banking and financial services company dual-headquartered ... are a SEC-registered securities broker-dealer and member of the Financial Industry Regulatory Authority (FINRA) and the...only committed to providing the highest level of value-added services to our clients but also committed to improving… more
- CIBC (NY)
- …a result of the analysis, identify potential business interruption risks, including operational, financial and regulatory and work with the business units to ... development of actionable and sustainable recovery strategies that ensure alignment with regulatory expectations and corporate guidelines. A key aspect of this role… more
- Citigroup (New York, NY)
- …7-12+ years in risk management, audit, model governance, or AI/DA development within financial service **Skills and Knowledge:** + Proven leadership skills in a ... all people management functions for the team. Qualifications: **Experience:** + 15+ years in a large financial institution, regulatory body, or related field. +… more
- BMO Financial Group (New York, NY)
- …accuracy, consistency across groups. Applies specialized knowledge of Accounting & Financial management risk, regulatory compliance and internal controls related ... might be the perfect opportunity for you. Develops or maintains an effective financial governance and controls framework that defines the ways and methods governance… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services , Department of Title Financial Services Specialist 1 Compliance, SG-18 Occupational Category Financial , ... State NY Zip Code 12257 Duties Description The New York State Department of Financial Services seeks to build an equitable, transparent, and resilient … more