• Operations Lead

    Bank of America (New York, NY)
    …to complete all activities. Decisions made will have significant impact to the firms Regulatory , Financial , Reputational and Operational risk to the Bank. On a ... are guided by a common purpose to help make financial lives better through the power of every connection....an effort to keep the firm compliant to FDIC Regulatory requirements. Employees at this level are often required… more
    Bank of America (05/31/25)
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  • Analyst, Fixed Income Research

    Raymond James Financial, Inc. (New York, NY)
    …- 13 months to 3 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - ... the ability to think independently sufficient to market ideas, services and products to our brokers and clients. +...Financial Industry Regulatory Authority (FINRA), Series 7_GS - Gen Sec Rep… more
    Raymond James Financial, Inc. (05/08/25)
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  • Investment Portfolio Associate

    Raymond James Financial, Inc. (Locust Valley, NY)
    …- 4 to 6 months **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - ... and in writing. * Provide a high level of service . * Establish and maintain effective working relationships at...Investment Adv Rep - Financial Industry Regulatory Authority (FINRA), Series 7_GS… more
    Raymond James Financial, Inc. (05/09/25)
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  • Associate - Junior Loan Workout Specialist

    MUFG (New York, NY)
    …adherence to financial covenants; (iii) determine ability to make debt service payments; (iv) analyze reason(s) for default/ financial distress; (v) determine ... Loan Workout Specialist in our New York office to service , monitor, and assist in managing a distressed loan...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
    MUFG (04/30/25)
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  • Senior Registered Client Service Associate…

    Raymond James Financial, Inc. (NY)
    …years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client ... or equivalent and three (3) years experience in the financial services industry, preferably including related service experience. * Associates and/or… more
    Raymond James Financial, Inc. (05/21/25)
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  • VP, ACH Product Manager- Transaction Banking

    MUFG (New York, NY)
    …+ Bachelor's degree with 6+ years' experience in product management, operations, service , or business analytics role in a financial environment. + ... RFP responses and respond to questions and requests from Service and Sales. + Effectively communicate with sales staff...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
    MUFG (03/25/25)
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  • Data Management & Regulatory Reporting…

    Mizuho Corporate Bank (New York, NY)
    …by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout ... basis is critical to Mizuho's success in the Americas and in meeting evolving regulatory expectations. The Non- Financial Risk (NFR) Team has built a repeatable… more
    Mizuho Corporate Bank (03/19/25)
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  • SVP, Risk Regulatory Engagement Lead…

    Citigroup (Getzville, NY)
    …team. **Qualifications:** + 10+ years of experience in the Financial Services industry, preferably in a regulatory -facing role that requires superior problem ... a trusted partner to our clients by responsibly providing financial services that enable growth and economic...of this role is to support the execution of regulatory interactions across Risk Management, to ensure the organization… more
    Citigroup (05/23/25)
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  • SVP, Risk Regulatory Engagement Lead…

    Citigroup (New York, NY)
    …team. **Qualifications:** + 10+ years of experience in the Financial Services industry, preferably in a regulatory -facing role that requires superior problem ... a trusted partner to our clients by responsibly providing financial services that enable growth and economic...of this role is to support the execution of regulatory interactions across Risk Management, to ensure the organization… more
    Citigroup (03/26/25)
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  • GRC Regulatory Affairs and Governance…

    City National Bank (New York, NY)
    … regulatory experience * Minimum 7 years leading legal, governance and/or regulatory programs in the financial services industry *Additional ... understanding of regulatory and risk management in the financial services industry. * Excellent executive communication skills, presentation development and… more
    City National Bank (05/31/25)
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