- Janus Henderson Investors (New York, NY)
- …Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class ... service . We will do this by protecting and growing...+ Market Analysis: Monitor market trends, pricing dynamics, and regulatory changes to inform and adjust trading strategies. +… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full- service North American-based financial services provider offering equity and debt underwriting, corporate lending and ... project financing, merger and acquisitions advisory services , securitization, treasury management, market risk management, debt and equity research and institutional… more
- HUB International (New York, NY)
- …as a senior SEC regulatory compliance professional for either a large financial services firm + Experience leading a team and preferably, leading a ... providing a boundaryless array of business insurance, employee benefits, risk services , personal insurance, retirement, and private wealth management products and … more
- TD Bank (New York, NY)
- …and/or executes the follow-up of findings arising from internal audits and regulatory reviews in accordance with policy + Oversees/leads the ongoing audit ... to internal policies/procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contributes to the review of internal processes and… more
- JPMorgan Chase (Rochester, NY)
- …will support you in getting there. JPMorgan Chase & Co. is a leading global financial services firm with assets of more than $2 trillion, over 260,000 employees ... is a plus; JD preferred + In-depth knowledge of all fiduciary products and services , including all legal, tax and regulatory requirements applicable to fiduciary… more
- Capco, a Wipro Company (New York, NY)
- …solutioning, and leadership across all levels. **About the Job:** In a typical financial services market, customer experience is key. But in today's increasingly ... are at an all-time high, but many Chief Marketing Officers in financial services firms cite operational inefficiency, technology limitations, data access,… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... corporate and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging issues,… more
- US Bank (New York, NY)
- …equivalent work experience + Two to four years of experience in financial services industry Preferred Skills/Experience: + Solid analytical and problem-solving ... best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- Citigroup (New York, NY)
- …are done within Employment & HR service within Citi and/or the legal/ financial services industry; their area of responsibility and has primary accountability ... experience with some experience working in an in-house legal role in financial services + Excellent leadership, interpersonal, organizational and relationship… more