- Janus Henderson Investors (New York, NY)
- …Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class ... service . We will do this by protecting and growing...oversight, and performance optimization, all within the framework of regulatory compliance and client mandates. + Design and implement… more
- TD Bank (New York, NY)
- …firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Education & Experience:** + Bachelors degree or ... experience + JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, and applicable rules and regulations, and the… more
- JPMorgan Chase (New York, NY)
- …qualifications, capabilities and skills:** + 3+ years of experience in the financial services industry. + Solid understanding of equities market structure ... trading products are fully integrated with the firm's prime brokerage services , which include leveraged financing and securities lending. In this client-facing… more
- Guardian Life (New York, NY)
- …our 29 million customers realize their dreams through a range of insurance and financial products and services . Our Purpose, to inspire well-being, guides our ... agency, and customer identity domains, ensuring alignment with business objectives, regulatory requirements, and emerging threat landscapes. This leader will execute… more
- Molina Healthcare (Albany, NY)
- …goals and executes tasks and projects to ensure Centers for Medicare & Medicaid Services (CMS) and State regulatory requirements are met for Pre-pay Edits & ... resolving complex business challenges that impact cost containment and regulatory compliance. The position requires strong business judgment, cross-functional… more
- City National Bank (New York, NY)
- …a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National and our dynamic ... risk reporting and metrics to support all FLoD IT Risk routines, including regulatory oversight, issues management, risk advisory updates, escalations of past due /… more
- Robert Half Technology (New York, NY)
- …with a minimum of 3 years in foreign banking or financial services . * Demonstrated expertise in engaging with regulatory bodies and managing remediation ... environment. This role requires a strong understanding of IT risk management, regulatory compliance, and audit methodologies. The ideal candidate will play a pivotal… more
- American Express (New York, NY)
- …in a safe, sound and fully compliant manner within all applicable regulatory expectations. We create and maintain the overall risk management framework while ... ensuring legal and regulatory compliance. We are passionate about our commitment to...maintain a comprehensive understanding of the business unit's products, services , processes, and systems to effectively challenge how the… more
- Citigroup (Queens, NY)
- …and North America. Wealth delivers a wide range of products and services covering capital markets, managed investments, portfolio management, trust and estate ... and drive credible plans to identify root causes and remediate issues/ regulatory findings, working with cross functional leaders across Wealth. + Support… more
- Scotiabank (New York, NY)
- …DR, Application Controls, and Data Governance. Technology Risk Management experience in financial services industry is a significant advantage. + Strong ... a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our… more