- PNC (Pittsburgh, PA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... of education, job specific certification(s), and experience (including military service ) may be considered. **Education** Bachelors **Certifications** No Required… more
- UPMC (Pittsburgh, PA)
- …with the development of associated improvement solutions. + Analyzes and interprets financial , statutory, regulatory and other information. + Attends key ... just a tax role-it's an opportunity to shape the financial future of a mission-driven organization that touches millions...and other departments, as defined in the Basics of Service Excellence. + Provides support across all areas owned… more
- WTW (Philadelphia, PA)
- …a plus but not required. + Employee benefits, Medicare, health insurance, financial , privacy and/or regulatory background preferred. + Strong legal contracting ... knowledge and experience in the employee benefits, health insurance, or financial industries. More specifically, knowledge of ERISA, Medicare, banking, insurance… more
- Wells Fargo (Conshohocken, PA)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... by understanding the needs and priorities of clients and financial decision makers, responding quickly, communicating proactively but strategically, managing… more
- Lincoln Financial (Radnor, PA)
- …#:** 74826 **The Role at a Glance** As a Senior Consultant, Fund Admin, Regulatory , you will prepare complex regulatory filings including the disclosure for ... and SAI disclosure), the timing of filings, names rule requirements, and regulatory trends related to Fund SEC filings. Preferred experience working with AcrPro,… more
- University of Pennsylvania (Philadelphia, PA)
- …programs and resources, and much more. Posted Job Title Clinical Research Regulatory Affairs Specialist Job Profile Title Clinical Research Regulatory Specialist ... is conducted in a safe and legally compliant manner. Regulatory Affairs staff are often the interface between PIs,...be. + Long-Term Care Insurance: In partnership with Genworth Financial , Penn offers faculty and staff (and your eligible… more
- University of Pennsylvania (Philadelphia, PA)
- …programs and resources, and much more. Posted Job Title Clinical Research Regulatory Specialist B (Abramson Cancer Center) Job Profile Title Clinical Research ... Regulatory Specialist B Job Description Summary The Abramson Cancer...be. + Long-Term Care Insurance: In partnership with Genworth Financial , Penn offers faculty and staff (and your eligible… more
- Wells Fargo (Philadelphia, PA)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... & Trust (BL&T)** unlocks access to Wells Fargo Bank products and services to high-net-worth and ultra-high-net-worth individuals and families based on needs related… more
- NiSource (Harrisburg, PA)
- …applications, motions, and briefs + Advise and counsel clients on state regulatory requirements concerning compliance, customer service , rates and billing, ... Pennsylvania and Maryland, on matters of varying complexity, primarily focused on regulatory issues + Advises clients on pipeline regulatory compliance, monitors… more
- Vanguard (Malvern, PA)
- … regulatory enforcement, internal investigation, or similar matters. + Financial services industry experience strongly preferred. Special Factors Sponsorship ... dynamic legal team where your expertise will drive high-impact regulatory response and investigative work. This role offers the...a practiced attorney with a strong background in the financial services industry, this position blends strategic… more
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