- PNC (Pittsburgh, PA)
- …Operational Risk, Performance Measurement, Predictive Analytics, Pricing Models and Analytics, Regulatory Environment - Financial Services , Risk Management ... ensure the fraud incident was properly prevented . **Job Description** + Provides financial and regulatory reporting and analyses to maintain adequate controls… more
- PNC (Pittsburgh, PA)
- …Operational Risk, Performance Measurement, Predictive Analytics, Pricing Models and Analytics, Regulatory Environment - Financial Services , Risk Management ... or participate in STEM OPT for this position. **Job Description** + Provides financial and regulatory reporting and analyses to maintain adequate controls over… more
- PNC (Pittsburgh, PA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... Constructively challenges conclusions/status quo. Exhibits confidence and credibility with service partners, business leaders, customers, regulators, and auditors. +… more
- Wells Fargo (Stroudsburg, PA)
- …registration + State Insurance license(s) + 3+ years of experience in a licensed financial services position + Customer service focus with experience ... it here. At Wells Fargo, we're more than a financial services leader - we're a global...candidate upon offer acceptance + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is… more
- PNC (Pittsburgh, PA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... preferred but not limited to: *Knowledge of the CFTC Swap Dealer Regulatory Framework. *Understanding of NFA Requirements for Swap Dealers. *Extensive experience in… more
- St. Luke's University Health Network (Allentown, PA)
- …Finance and Compliance provides strategic and operational leadership for the financial management, regulatory compliance, and long-term sustainability of SLUHN ... and compliance with financial and billing requirements safeguarding both financial integrity and regulatory compliance across all clinical studies +… more
- Raymond James Financial, Inc. (Newtown, PA)
- …- 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - ... and methods for showing, promoting, and selling products or services . * Fundamental investment concepts, practices and procedures used...Investment Adv Rep - Financial Industry Regulatory Authority (FINRA), Series 7_GS… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- … financial services industry. + Concepts, practices, and procedures of the financial services industry. + Regulatory filings and regulatory ... and surveillance program for TriState Capital Bank. Ensures compliance with all regulatory requirements. Works within TriState Capital Bank to lead large or multiple… more
- Raymond James Financial, Inc. (PA)
- …years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client ... or equivalent and three (3) years experience in the financial services industry, preferably including related service experience. * Associates and/or… more
- PNC (Pittsburgh, PA)
- …and Expense Project Tracking & Reporting - Lease Accounting (Including SEC & Regulatory Reporting) - Perform Financial Analysis to support PNC Corporate Real ... Description** + Provides and may lead a variety of financial management and accounting services . + Prepares...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more