- PNC (PA)
- …Verification, Customer Experience Management., Effective Communications, Financial Engineering, Regulatory Environment - Financial Services **Work ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- Coinbase (Harrisburg, PA)
- …years of substantive privacy experience, including in-house experience at technology or financial services companies. * JD or international equivalent (license ... specific to financial institutions (eg GLBA) and the global financial regulatory frameworks (eg AML/KYC compliance, PSD2). * CIPP or similar certification(s)… more
- PNC (Pittsburgh, PA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... policies and procedures accurately reflect current laws, rules, other regulatory requirements and management intent. Independently challenges analyses, reviews and… more
- Cherry Bekaert (Harrisburg, PA)
- …join our team providing internal audit, regulatory compliance and risk management services to banks and financial institutions. As the level of regulatory ... , **Cherry Bekaert** delivers innovative advisory, assurance and tax services to our clients. At Cherry Bekaert we create...a **Senior Associate ( Regulatory Compliance)** to… more
- PNC (Pittsburgh, PA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... the quality assurance and improvement program (QAIP), audit methodology, regulatory management, audit operations oversight and department-wide improvement initiatives.… more
- PNC (Pittsburgh, PA)
- …Data Gathering and Reporting, Effective Communications, Predictive Analytics, Quantitative Techniques, Regulatory Environment - Financial Services , Testing ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- PNC (Pittsburgh, PA)
- …governance, policies, and oversight - Experience supporting or responding to regulatory requests, including familiarity with financial prudential agencies (eg, ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- UGI Corporation (King Of Prussia, PA)
- …global environment. This role will assist in identifying, assessing, and mitigating financial , operational, regulatory , and strategic risk, and aligning risk ... and assessment methodologies Risk Management + + Identify, assess, and mitigate financial , operational, regulatory , and strategic risks across business units. +… more
- PNC (Newtown Square, PA)
- …ensuring audit controls are followed and the support and adherence to compliance and regulatory guidelines. Manages service and operational aspects of a Branch & ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- Veolia North America (Harrisburg, PA)
- …size and sensitivity of which have a significant impact to Operational, Financial , Regulatory , Reputation and/or other Company objectives. The candidate works ... (VNA) offers a full spectrum of water, waste and energy management services , including water, and wastewater treatment, commercial and hazardous waste collection and… more