- JPMorgan Chase (Plano, TX)
- …**Required qualifications, capabilities, and skills:** + 5 or more years of financial services experience in lending, risk operations or management, controls, ... end-to-end execution of CORE, including control breaks and resolutions, to reduce financial loss, regulatory exposure, and reputational risk + Ensure business… more
- Lumen (Austin, TX)
- …role will be considered. * Preferred working knowledge of legislative and financial regulatory compliance standards and best practices. * Preferred CRISC, ... control compliance. * Conduct periodic risk assessments to ensure that legal, regulatory , and audit requirements are met. Perform risk analytics and reporting to… more
- PNC (Plano, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... small business segments are Retail, Agricultural, Healthcare, Manufacturing, Professional Services , Wholesale and Women in Business. As a Relationship Manager… more
- PNC (El Paso, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... to generate revenue and deepen share of wallet. Handles the origination, financial analysis, negotiation and documentation of credit and non-credit products and … more
- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... to generate revenue and deepen share of wallet. Handles the origination, financial analysis, negotiation and documentation of credit and non-credit products and … more
- Vighter Medical Group (San Antonio, TX)
- … records and documentation to ensure accuracy, completeness, and compliance with regulatory requirements. + Provide financial guidance and support to project ... Financial Analyst - Local, San Antonio, Texas Job...and controls to mitigate risk and ensure compliance with regulatory standards. + Stay informed about changes in government… more
- Raymond James Financial, Inc. (San Antonio, TX)
- …months to 3 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Travel** Less than 25% ... opening accounts and updating Client Relationship Management systems. * Develop financial plans leveraging MoneyGuidePro financial planning software. * Partner… more
- MUFG (Irving, TX)
- …**Qualifications:** + Experience in AML/BSA Compliance & KYC preferably within the financial services industry with experience conducting EDD on foreign ... Institution ("FI") clients, for example Foreign Banks, Foreign Financial Institutions, Broker-Dealers, Money Service Businesses ("MSBs"), Third-Party… more
- MUFG (Irving, TX)
- …including staff and stakeholder meetings **Qualifications:** + 3+ years of experience in Financial Services , preferably in Financial Crimes Compliance, ... required + ACAMS, relevant professional qualification, and/or experience in client- service industry is a plus + Up to 10%...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- PNC (TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... such as risk ratings, by analyzing credit, collateral strength and financial worthiness of loan/transaction parties. If relevant, performs ongoing credit risk… more