- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... Corporate & Institutional Banking (C&IB) offers strategic insight and financial solutions for businesses, organizations, municipalities and nonprofits throughout the… more
- PNC (Brownsville, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... calls. + Develops and prepares loan solutions and refers products and services ; reviews documentation to ensure compliance. Manages customer pipeline for efficiency.… more
- PNC (Austin, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... new clients. Prepares loan solutions and refers other banking products and services ; reviews documentation to ensure compliance. + Grows, retains and develops an… more
- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... of PII across systems (ADLs) -Ensure continued alignment to regulatory /industry/business changes Execution-focused Responsibilities: -Run Stand Up Meeting for crew… more
- PNC (Farmers Branch, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... * Experience building solutions with model governance, risk management, and regulatory adherence at top of mind * Substantial experience implementing production… more
- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... as required attestations, continuity testing, impact analysis, responding to audit/ regulatory inquiries and complying with technology standards. Skills: windows… more
- Truist (Dallas, TX)
- …to sales and relationship management in the Wealth Brokerage/Advisory industry. 3. Financial Industry Regulatory Authority (FINRA) series 7, 66 (or 63/65), ... Advisory Center (CAC) to ensure smooth client migrations and resolve any service -related needs. 10. Routinely accumulate relevant updates for the Regional Director… more
- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... Corporate & Institutional Banking (C&IB) offers strategic insight and financial solutions for businesses, organizations, municipalities and nonprofits throughout the… more
- Wells Fargo (Fort Worth, TX)
- …Produce high quality loans which are compliant and provide excellent customer service + Build relationships with realtors, builders, financial professionals, ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- PNC (San Juan, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... success. As a Part Time Teller, you will provide exceptional customer service , accurately perform high volume customer banking transactions, educate customers on… more
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