- Santander US (Dallas, TX)
- …in Business, Finance, or equivalent field. - Preferred. 5+ Years Compliance, Legal, Regulatory , or Financial Services . - Preferred. + In-depth knowledge ... of state and federal Financial Services rules, laws, and regulations, and regulatory ...demonstrated through a combination of work experience, training, military service , or education. **What Else You Need To Know**… more
- Santander US (Dallas, TX)
- …Degree Business, Finance, or equivalent field. - Preferred. 9+ Years Compliance, Legal, Regulatory , or Financial Services . - Required. + Experience ... and regulatory issue validation activities in the Financial Services space. + In-depth knowledge and...demonstrated through a combination of work experience, training, military service , or education. **What Else You Need To Know**… more
- Charles Schwab (Westlake, TX)
- …of finance and knowledge of liquidity risk management at a broker dealer. + Regulatory financial reporting, and experience in treasury management and oversight + ... bank and broker-dealers. We monitor and ensure adherence to regulatory ratios including the Liquidity Coverage Ratio (LCR) and...Experienced with financial systems and financial data + Hands-on… more
- ManpowerGroup (Irving, TX)
- …in place and ensure compliance with GAAP and applicable federal, state, and local regulatory laws and rules for financial and tax reporting. Design and ... tools such as Power BI. + Special projects as assigned. + Managing financial compliance/ regulatory reporting **Qualifications and Requirements** : + 5 + years… more
- MUFG (Irving, TX)
- …make decisions. Escalates non-standard problems or issues + Understanding of banking and financial services , including an understanding of the various types of ... products, services , and transactions that are typical for the Branch...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- MUFG (Irving, TX)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...(KYC) Professional II is responsible for satisfying the Bank's regulatory obligations as well as ensuring adherence to all… more
- MUFG (Irving, TX)
- …and operational enhancement. **Qualifications:** + 0 - 3 years of experience in Financial Services , preferably in Compliance, Risk Management or related areas. + ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- PNC (Mcallen, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... and have an opportunity to contribute to the company's success. As a Financial Wellness Consultant, you will be within PNC's Organizational Financial Wellness… more
- TIAA (Frisco, TX)
- …company fueled by world-class asset management. But weʼre not just another legacy financial services firm. Weʼre fighting harder than ever before for our ... need us. And weʼre hiring passionate, professional and caring Financial Services Consultants who are ready to...to join our coalition of champions. This is a Financial Industry Regulatory Authority (FINRA) Registered role… more
- MUFG (Irving, TX)
- …strategic and operational enhancement. **Qualifications:** + 3-5 years of experience in Financial Services , preferably in Financial Crimes Compliance, Risk ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more