- PNC (Farmers Branch, TX)
- …and provide transparency into results. This role combines expertise in cloud services , financial management, and operational efficiency to ensure that cloud ... to ensure that cloud financial practices comply with internal financial policies, as well as external regulatory requirements. Skills/Experience: *… more
- MUFG (Irving, TX)
- …strategic and operational enhancement. **Qualifications:** + 3-5 years of experience in Financial Services , preferably in Financial Crimes Compliance, Risk ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- TIAA (Frisco, TX)
- …company fueled by world-class asset management. But weʼre not just another legacy financial services firm. Weʼre fighting harder than ever before for our ... need us. And weʼre hiring passionate, professional and caring Financial Services Consultants who are ready to...to join our coalition of champions. This is a Financial Industry Regulatory Authority (FINRA) Registered role… more
- MUFG (Irving, TX)
- …years of experience in financial crimes data analytics within the financial services industry. + **Transaction Monitoring:** Experienced in monitoring and ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- PNC (Houston, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... to contribute to the company's success. As a bilingual Spanish Financial Sales Consultant within PNC's Organizational Financial Wellness organization.… more
- PNC (Austin, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... to the company's success. Spanish speaking preferred, but not required. As a Financial Advisor within PNC's of organization, you will be based in Cedar Park,… more
- MUFG (Irving, TX)
- …BSA/AML models, and/or OFAC sanctions screening models. + 5 plus years' of financial services data analytics or statistics experience + Familiarity implementing, ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- MUFG (Irving, TX)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...AML/BSA compliance for MUFG. **Responsibilities** + Provides full advisory services to First and Second Lines of Defense on… more
- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... of education, job specific certification(s), and experience (including military service ) may be considered. **Education** Bachelors **Certifications** No Required… more
- Wells Fargo (Addison, TX)
- …matter area + Demonstrate comprehensive knowledge and understanding of the financial , operational, technical, and regulatory environment across multiple ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more