- Raymond James Financial, Inc. (Houston, TX)
- …7 to 12 months **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Travel** Less than 25% ... Use established systems to analyze customer needs and define and deliver financial products. Track progress against budgets within established finance systems, and… more
- Citigroup (Irving, TX)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, ... and practices for consumer protection related to Fraud and Financial Crimes ICRM. + Assist with regulatory ...and Financial Crimes ICRM. + Assist with regulatory inquiries and/or examinations. + Collaborating with other internal… more
- Wells Fargo (Brownsville, TX)
- …you looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, ... in the top three - making us the #1 financial services employer - on the 2025...the fabric of the local community, helping provide the financial service backbone for its residents, employees… more
- Cardinal Health (Austin, TX)
- …and services in key markets globally, and development comprehensive regulatory compliance execution strategies. The selected candidate will play an essential ... and development of streamlined compliance execution strategies while helping to mitigate regulatory , legal and financial risks for the business and ensure… more
- Community Health Systems (Corsicana, TX)
- … financial data and ensure accurate reporting. + Ensures compliance with financial policies, procedures, and regulatory requirements. + Utilizes financial ... **Job Summary** The Financial Analyst I is responsible for analyzing ...age, disability, citizenship, veteran status, or military or uniformed services , in accordance with all applicable governmental laws and… more
- Raymond James Financial, Inc. (Southlake, TX)
- …years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client ... School Diploma or equivalent and five (5) years of financial services industry service experience,...s63 - Uniform Securities Agent State Law Examination - Financial Industry Regulatory Authority (FINRA), s66 -… more
- Raymond James Financial, Inc. (Houston, TX)
- …Finance or a related field. Certifications Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - ... to identify trends and conditions. The ideal candidate is client- service oriented, detail-oriented, and one who thrives in a...Financial Industry Regulatory Authority (FINRA), Series 86 and 87_RS - Research… more
- MUFG (Dallas, TX)
- …as applicable) to: (i) measure and monitor customers' performance; (ii) determine borrower's financial ability to make debt service payments; (iii) analyze the ... President in our New York or Dallas office to service , monitor, and manage a distressed loan portfolio of...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- PNC (Houston, TX)
- …Operational Risk, Performance Measurement, Predictive Analytics, Pricing Models and Analytics, Regulatory Environment - Financial Services , Risk Management ... changes to drive PNC's growth in the marketplace. **Job Description** + Provides financial and regulatory reporting and analyses to maintain adequate controls… more
- Wells Fargo (Mcallen, TX)
- …you looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, ... in the top three - making us the #1 financial services employer - on the 2025...with customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6… more