- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... for reading and interpreting commercial real estate loan documents and analyzing financial statements. You will also be communicating with borrowers regarding the … more
- PNC (Dallas, TX)
- …Real Estate Property Data Analysis, Real Estate Sales Closings and Agreements, Regulatory Environment - Financial Services **Work Experience** Roles ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... for employment visas or participate in STEM OPT for this position** The Regulatory Risk and Compliance Reporting team in Business Technology and Innovation Group at… more
- Cherry Bekaert (Austin, TX)
- …join our team providing internal audit, regulatory compliance and risk management services to banks and financial institutions. As the level of regulatory ... , **Cherry Bekaert** delivers innovative advisory, assurance and tax services to our clients. At Cherry Bekaert we create...a **Senior Associate ( Regulatory Compliance)** to… more
- Wells Fargo (Irving, TX)
- …& Investment Management (WIM) is one of the United States' leading providers of financial and investment services . We offer a full range of personalized wealth ... management, investment, planning, and retirement products and services to help meet clients' unique needs and to...may also be required. + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is… more
- PNC (Houston, TX)
- …governance, policies, and oversight - Experience supporting or responding to regulatory requests, including familiarity with financial prudential agencies (eg, ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- PNC (Dallas, TX)
- … Statement Analysis, Flexibility and Adaptability, Investment Reporting, Market Risk, Regulatory Environment - Financial Services **Work Experience** ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- Truist (Fort Worth, TX)
- …4. Knowledge of the features and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses ... Texas. Responsible for the general servicing and support of the Financial Advisors. This includes administrative and operational support, business development… more
- Wells Fargo (Houston, TX)
- …degree. All majors are welcome. + Demonstrated knowledge, interest and/or experience with financial markets, banking, or financial services industry. This ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- PNC (Allen, TX)
- …ensuring audit controls are followed and the support and adherence to compliance and regulatory guidelines. Manages service and operational aspects of a Branch & ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
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