- MUFG (Irving, TX)
- …downstream and other third-party customers. They will focus on products and services offered to bank and non-bank financial institutions, particularly payment ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Raymond James Financial, Inc. (TX)
- …years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client ... or equivalent and three (3) years experience in the financial services industry, preferably including related service experience. * Associates and/or… more
- PNC (Austin, TX)
- …Decision Making and Critical Thinking, Effective Communications, Financial Analysis, Financial Engineering, Financial Services Industry, Products and ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- USAA (Plano, TX)
- …all caps.** **_Find your purpose. Join our mission._** USAA is unlike any other financial services organization. The mission of the association is to facilitate ... USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice.… more
- PNC (Dallas, TX)
- …Industry Knowledge, Internal Controls, Operational Risk, Organizational Governance, Process Management, Regulatory Environment - Financial Services , Standard ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- MUFG (Irving, TX)
- …or data technology strategy. + Previous work with multinational corporations or regulatory bodies. + Understanding of Financial Crimes Compliance & KYC, ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- First Horizon Bank (TX)
- …etc)** None required **About Us** First Horizon Corporation is a leading regional financial services company, dedicated to helping our clients, communities and ... political and regulatory ), and income and expense assumptions. + Monitor financial results and other relevant metrics to be consistent with the long-term… more
- PNC (Dallas, TX)
- …technical and procedural documentation as required. General * knowledge of Banking, Financial and US regulatory environment * Aligns business strategy with ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- Deloitte (Austin, TX)
- …clients bring clarity from complexity and accelerate their path to value creation. Our Regulatory & Financial Risk offering supports clients' regulatory and ... regulatory requirements. The team provides an extensive range of financial accounting and reporting services with a comprehensive industry-focused approach… more
- PNC (Farmers Branch, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... You will focus on technology and security control management for Cloud IT Services and supporting operations processes and controls in an environment that maintains… more