- City National Bank (Los Angeles, CA)
- …a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National and our dynamic ... equivalent * Minimum 5 years of experience working in financial Industry, preferably in a regulatory -facing role... regulatory agencies, including exam management and other regulatory affairs. * For Banking Compliance related… more
- City National Bank (Los Angeles, CA)
- …a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National and our dynamic ... complex technology projects or programs focused on IT risk, compliance , and regulatory initiatives. This role leads...Qualifications* * 2 or more years of banking or financial industry experience preferred * Advanced senior professional with… more
- American Water (Sacramento, CA)
- …joint accountability for meeting business objectives. Ensures that rate cases, rate mechanism compliance filings and other key rate and regulatory matters are ... makes us more successful and helps us provide essential services to our customers. We are stronger because we...source of supply projects, to recover actual cost of service . * Advanced knowledge of financial systems,… more
- MUFG (Walnut Creek, CA)
- …related field. *Minimum of three years of related work experience in liquidity regulatory reporting and financial services industry experience. *Previous ... is responsible for the production and submission of multiple regulatory filings in compliance with legal and...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- Stryker (San Jose, CA)
- …be provided. **Key Areas of Responsibility:** + Ensure divisional achievement of quality, regulatory , and compliance targets + Direct activities to ensure new ... a multi-discipline, multi-technology, team-based organization and assume responsibility of quality, regulatory , and compliance targets + Demonstrated ability to… more
- Robert Half Legal (San Diego, CA)
- Description Financial Services Company Seeks Senior Attorney Focused on Broker-Dealer Compliance & FINRA Arbitrations About Firm & Position: A ... well-established financial services organization is seeking a Associate...organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its growing corporate… more
- Insight Global (San Francisco, CA)
- …updated business applications. * Support the IT team to ensure all applications meet financial reporting and regulatory compliance standards. * Develop and ... ancestry, genetic factors, age, disability, protected veteran status, military or uniformed service member status, or any other status or characteristic protected by… more
- Intuit (Mountain View, CA)
- … team. In this role, you'll be crucial in protecting our rapidly expanding financial services - encompassing QuickBooks, TurboTax, and Credit Karma products that ... junior investigators and lead training programs focused on investigative standards and regulatory compliance . + Familiarity with applicable US laws and… more
- Rincon Consultants (Santa Barbara, CA)
- …reports (CEQA/NEPA/ESA consultations) + Botanical and wildlife species surveys + Regulatory permitting and compliance oversight/monitoring + Habitat conservation ... Rincon Consultants is seeking a seasoned Supervising Regulatory Specialist / Senior Project Manager to join...complex federal and state permitting, NEPA, ESA Section 10 compliance , and habitat conservation planning. The team member in… more
- US Bank (San Francisco, CA)
- …experience. . Advanced understanding of applicable compliance laws, regulations, financial services , and regulatory trends that affect assigned ... and Developers to validate models related to the Bank's Compliance and Financial Crimes groups, which can...read, understand, and interpret applicable internal MRM policies and regulatory rules/guidance to confirm compliance . **_NOTE: This… more