- Bank of America (Walnut Creek, CA)
- …business needs. Job expectations include driving responsible growth while minimizing regulatory , financial , operational, and reputational risks. The **Market ... + Hires, develops, and leads a team of cross-functional professionals to support Financial Advisor teams and deliver outstanding client service + Supervises … more
- Bank of America (Los Angeles, CA)
- …competition. Responds to and resolves complaints, working with Litigation or Compliance personnel, regarding operations/ services received from clients or ... unit and the Firm as a whole. Responds to and resolves operations and services complaints, working with Litigation or Compliance personnel, received from clients… more
- Coinbase (Sacramento, CA)
- …or senior security leadership experience in high-growth technology companies * Knowledge of regulatory frameworks specific to financial services and digital ... security infrastructure and controls to protect critical business assets and meet regulatory compliance requirements * Lead engineering build activities for… more
- Highmark Health (Sacramento, CA)
- …in the management of clients' A/R (accounts receivable) and KPIs, ensuring smooth service delivery. + Analyze financial reports, dashboards, and A/R metrics to ... prompt communication of emerging changes related to payer policies, contracting, regulatory updates and compliance requirements + Facilitates monthly client… more
- Otsuka America Pharmaceutical Inc. (Sacramento, CA)
- …planning, execution, and follow-up of internal and external audits to ensure compliance with regulatory requirements. + ** Regulatory Authority Engagement:** ... trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. The leader will be responsible… more
- Lincoln Financial (Sacramento, CA)
- …of 10+ years' experience as an attorney preferably either at a law firm or financial services company + Experience with the tax treatment of life and annuities ... such as contracts, prospectuses, policies, and proposals - Experience in a financial services /insurance organization is preferred - Demonstrated ability to… more
- BMO Financial Group (San Ramon, CA)
- …and assesses problems to develop and implement solutions. Manages product risks in compliance with legal, regulatory , and risk compliance , and reporting. ... strategies with P&L (profit and loss) accountability to effectively sell, fulfill, and service new and existing individual or portfolio of loan products and improve… more
- Stanford Health Care (Palo Alto, CA)
- …budget variances. + Develops and implements strategies to maximize revenue for the service line while maintaining regulatory compliance . Assists in the ... identification and implementation of cost reduction activities for the service line; assesses continuously the financial viability of existing programs and… more
- Carrington (Anaheim, CA)
- …+ One (1) or more years of experience in the financial services industry; mortgage servicing, auditing, finance, compliance or vendor management work ... volume of documentation to complete existing vendor's annual review in accordance with regulatory compliance and internal policy. + Monitor, track and conduct… more
- BMO Financial Group (Newport Beach, CA)
- …Solving + Collaboration + Detail-Oriented + Analytical Thinking + Loan Structuring + Regulatory Compliance + Portfolio Management + Credit Risk Assessment + ... with bank policies and procedures while maintaining an exceptional client service environment. + Performs financial analysis and calculations, assesses client… more