- NASCO (Tallahassee, FL)
- …and ACA Exchanges business + Interacts with vendors and customers on legal and regulatory issues + Serves as our Compliance Official; supports compliance ... compliance stakeholders including product teams and HR to deliver clear regulatory guidance, effective compliance training and awareness campaigns. Creates… more
- Bank of America (Jacksonville, FL)
- Sr. Financial Service Representative Jacksonville, Florida **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend ... Management + Business Acumen + Customer and Client Focus + Issue Management + Regulatory Compliance + Active Listening + Oral Communications + Problem Solving +… more
- TD Bank (Fort Lauderdale, FL)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** The Global Sanctions,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …preferred. Minimum of twelve (12) years of Compliance , Legal, Banking and/or regulatory experience in the financial services industry. + Minimum ten ... privacy impact assessments (PIAs), data subject requests (DSRs), privacy regulatory control framework, and core compliance pillar...+ Compliance and legal procedures in the financial services industry. + Concepts, practices, and… more
- Lincoln Financial (Tallahassee, FL)
- …**Requisition #:** 74750 **The Role at a Glance** The AVP, Product Compliance & State Filing provides leadership, direction and functional expertise to ensure ... strong product compliance and filing results for the Retail Annuities business....to expedite state product approvals, to include negotiations with regulatory authorities, discussions with outside counsel and/or consulting firms… more
- American Express (Sunrise, FL)
- …of experience in M&T, risk management, audit or other relevant role in the financial services , banking, or card products industries. + Bachelor of Art/Science or ... innovation, teamwork, and excellence. Extensive business process experience in the financial services industry, including an understanding of related products,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …audit plans. + Specific subject matter expertise in bank regulatory compliance regarding control disciplines. + Understanding of financial services ... Under general direction, utilizes a thorough understanding of bank regulatory compliance subject matter and audit skills...B, HMDA, Flood, and Fair Lending, among others. + Financial services products and services ,… more
- JPMorgan Chase (Tampa, FL)
- …in risk management, assessment, control evaluations, or a related field, within the financial services industry. + Possess a strong understanding of industry ... contribute to the Testing CoE's overall success and strengthen the firm's compliance with regulatory obligations and industry standards. **Job responsibilities**… more
- Lincoln Financial (Tallahassee, FL)
- …+ Develops and performs compliance reviews and analysis to assess compliance with policies and procedures and regulatory requirements for LVIP, Alts ... risk scores, and maintaining risk inventories. + Leads the tracking of service providers' compliance policies and procedures, communicated through quarterly … more
- TD Bank (Fort Lauderdale, FL)
- …to lead, train and mentor teams in conducting thorough investigations, ensuring regulatory compliance , and maintaining high standards of accuracy. Manages staff, ... to potential money laundering, terrorist financing and other illicit financial crimes, and Regulatory reporting requirements. The...banking experience or are just starting your career in financial services , we can help you realize… more