- Coinbase (Tallahassee, FL)
- …(ie. job requirements):* * Minimum of 3+ years of relevant experience in traditional financial services , crypto, or the tech industry, with a focus on TMS/EDD ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory … more
- Navy Federal Credit Union (Pensacola, FL)
- …products, services , and operations comply with all legal and regulatory requirements + Conducts internal compliance reviews, advises appropriate managers ... + Participates on teams to develop compliant products and services + Emphasizes compliance in regular contacts...to support and promote an effective, ongoing credit union regulatory compliance program + Demonstrated ability to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …preferred. Minimum of twelve (12) years of Compliance , Legal, Banking and/or regulatory experience in the financial services industry. + Minimum ten ... privacy impact assessments (PIAs), data subject requests (DSRs), privacy regulatory control framework, and core compliance pillar...+ Compliance and legal procedures in the financial services industry. + Concepts, practices, and… more
- Lincoln Financial (Tallahassee, FL)
- …**Requisition #:** 74750 **The Role at a Glance** The AVP, Product Compliance & State Filing provides leadership, direction and functional expertise to ensure ... strong product compliance and filing results for the Retail Annuities business....to expedite state product approvals, to include negotiations with regulatory authorities, discussions with outside counsel and/or consulting firms… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …audit plans. + Specific subject matter expertise in bank regulatory compliance regarding control disciplines. + Understanding of financial services ... Under general direction, utilizes a thorough understanding of bank regulatory compliance subject matter and audit skills...B, HMDA, Flood, and Fair Lending, among others. + Financial services products and services ,… more
- JPMorgan Chase (Tampa, FL)
- …in risk management, assessment, control evaluations, or a related field, within the financial services industry. + Possess a strong understanding of industry ... contribute to the Testing CoE's overall success and strengthen the firm's compliance with regulatory obligations and industry standards. **Job responsibilities**… more
- Nestle (Palm Beach Gardens, FL)
- …Operating Procedures) and WIs (Work Instructions) and documentation standards. + Ensure regulatory compliance is aligned with industry best practices and ... and processes supporting drug safety, pharmacovigilance, manufacturing, engineering automation, regulatory compliance , quality management and compliance ,… more
- American Express (Sunrise, FL)
- …needs **Minimum Qualifications** + Two years of work experience at a financial services institution, retail/commercial bank, or payment processing institution in ... (GFCSU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes...and US Investigations to ensure adherence to legal and regulatory standards as well as internal procedural requirements. **How… more
- American Express (Sunrise, FL)
- …of experience in audit, monitoring and testing, or risk management in the financial services , banking, or card products industries. + Bachelor of Art/Science ... Relevant M&T and compliance professional certifications are preferred (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA) etc.)… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in a related discipline and a minimum of eight (8) years of experience in Compliance and/or the financial services industry. ~or~ + Any equivalent ... obligations, industry rules and regulations, and legal general procedures in the financial services industry. + Concepts, practices, and procedures of the … more