- Coinbase (Tallahassee, FL)
- …or senior security leadership experience in high-growth technology companies * Knowledge of regulatory frameworks specific to financial services and digital ... security infrastructure and controls to protect critical business assets and meet regulatory compliance requirements * Lead engineering build activities for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …holding company, headquartered in St. Petersburg, FL. Raymond James provides financial services to individuals, corporations and municipalities through its ... * Reviews requests for Outside Business Activities to ensure compliance with firm policy and regulatory rules....three (3) years of experience in Supervision and/or the financial services industry. ~or~ * An equivalent… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and a minimum of three (3) years of experience in Supervision and/or the financial services industry. + OR ~ + An equivalent combination of experience, ... operations + Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities … more
- Lincoln Financial (Tallahassee, FL)
- …of 10+ years' experience as an attorney preferably either at a law firm or financial services company + Experience with the tax treatment of life and annuities ... such as contracts, prospectuses, policies, and proposals - Experience in a financial services /insurance organization is preferred - Demonstrated ability to… more
- USAA (Tampa, FL)
- …51 (or 53) may be required. + 8 or more years of related experience in financial services operations to include process improvement and business analysis. + 4 or ... all caps.** **_Find your purpose. Join our mission._** USAA is unlike any other financial services organization. The mission of the association is to facilitate… more
- University of Miami (Doral, FL)
- …float across all areas and assist as needed. + Knowledge of health care regulatory guidelines and compliance requirements including but not limited to: OSHA, ... services regardless of environmental conditions. + Knowledge of health care regulatory guidelines and compliance requirements including but not limited to:… more
- First Horizon Bank (Miami Lakes, FL)
- …+ understand and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology; + evaluate control design ... the design and effectiveness of internal controls, risk management practices, and regulatory compliance associated with Treasury and enterprise risk functions. +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …supporting technical teams Risk Management, enterprise technology and/or analytics in financial services , banking, asset management, FinTech, or consulting OR ... with regulatory bodies on data-related matters as required. + Service provider approach that fosters collaboration and demonstrates a team player mentality… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and a minimum of two (2) years of experience in Supervision and/or the financial services industry. + ~or~ + Any equivalent combination of experience, education, ... operations + Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities … more
- Otsuka America Pharmaceutical Inc. (Tallahassee, FL)
- …planning, execution, and follow-up of internal and external audits to ensure compliance with regulatory requirements. + ** Regulatory Authority Engagement:** ... trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. The leader will be responsible… more