- American Express (Sunrise, FL)
- …Qualifications:** + 5 years in Compliance or related activities within financial services industry, with demonstrated regulatory knowledge of and ... and mobile banking products and platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- American Express (Sunrise, FL)
- …fair lending, privacy, market conduct, etc.) + Proactively identify and assess compliance risks inherent in products, services , processes, and controls + ... compliance risk assessments and control self-assessments + Support regulatory exam readiness, issue remediation, and corrective action planning + Coordinate… more
- Citigroup (Tampa, FL)
- …for business compliance ; US and global legal and regulatory compliance standards for electronic communication in financial services ; Investigation ... Product Senior Analyst, Compliance Risk Management Senior Analyst, Regulatory Compliance Quality Assurance, Senior Analyst, or related position involving… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …preferred. Minimum of fifteen (15) years of Compliance , Legal, Banking and/or regulatory experience in the financial services industry. + A minimum ... for the Capital Markets division. This role requires significant industry expertise, regulatory acumen, and leadership skills to manage compliance functions,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …degree preferred. Minimum of ten (10) years of Compliance , Legal, Banking and/or regulatory experience in the financial services industry. + Minimum five ... scheduling work to meet regulatory organizational and regulatory requirements. + Identifying and applying appropriate compliance...(5) years management experience within the financial services industry. ~or~ + Any equivalent… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Bachelor's degree (BA /BS) and a minimum of eight (8) years of experience in Compliance and/or the financial services industry preferred. ~or~ + Any ... **Essential Duties and Responsibilities** + Oversees elements of the RJ Bank compliance program(s) to ensure regulatory requirements are addressed, including: +… more
- American Express (Sunrise, FL)
- …experience. + Bachelor's Degree required. **Preferred Qualifications:** + Certified Regulatory Compliance ManCager (CRCM) or similar professional certification ... Compliance oversight, guidance and challenge to business stakeholders on compliance / regulatory requirements applicable to projects and processes. This… more
- MyFlorida (Fort Lauderdale, FL)
- …expenses. PERFORMANCE EXCELLENCE: Oversee the performance excellence activities for the financial and administrative services programs. BUDGET: Supervise the ... CHIEF FINANCIAL OFFICER- COUNTY HEALTH DEPT FINANCIAL ...space. PURCHASING: Oversee the agency's purchasing functions and ensure compliance with appropriate regulatory policies relative to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Bachelor's degree (BA /BS) and a minimum of eight (8) years of experience in Compliance and/or the financial services industry preferred. ~or~ + Any ... risk assessment for GWS + Assists with evaluation of compliance risks of new products and services ...+ Rules and regulations of: Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities… more
- American Express (Sunrise, FL)
- … Compliance & Ethics organization, responsible for administering a comprehensive regulatory compliance program for the Technology (Tech) business unit. This ... compliance officer teams across American Express' Global Shared Services . As the leader of this Compliance ...programs and appropriate for the business activities and inherent compliance risks. + Support regulatory examinations, internal… more