- American Express (Sunrise, FL)
- …Minimum 5- 7 years experience in Compliance or related activities, within the financial services industry. + Prior banking industry, compliance , legal or ... part of the New Product Governance process to assess compliance risks and ensure adherence with regulatory ...General Counsel's Organization, Operational Risk, Financial Crimes Compliance , and Privacy Office. + Review vendor services… more
- AdventHealth (Maitland, FL)
- …and institutional policies, and initiate development plans as needed to assure regulatory compliance and optimal service standards.** **Actively manages ... human, capital, and operational resources to collaboratively support patient care services , medication safety systems, regulatory compliance initiatives, and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …preferred. Minimum of fifteen (15) years of Compliance , Legal, Banking and/or regulatory experience in the financial services industry. + A minimum ... for the Capital Markets division. This role requires significant industry expertise, regulatory acumen, and leadership skills to manage compliance functions,… more
- Citigroup (Tampa, FL)
- …Operations, and Technology teams. Support covers a range of areas including compliance with AML regulatory and legal requirements, client implementations and ... the development and implementation of internal procedures to prevent non- compliance with Funds Transfer regulatory and policy...related payment transparency issues that have an impact on financial crime compliance in coordination with the… more
- Charles Schwab (Orlando, FL)
- …have. Required Qualifications: + 3+ years' experience in the Financial Services industry, with emphasis on customer service required. + Bachelor's degree ... within the allotted training time. + Advanced level of knowledge regarding regulatory , audit and compliance policies regarding the securities industry is… more
- Citigroup (Tampa, FL)
- …Operations, and Technology teams. Support covers a range of areas including compliance with AML regulatory and legal requirements, client implementations and ... payment processing rules, assessment of operational structures for new products and services , Compliance Testing, Payments Data Analytics, overall guidance and… more
- American Express (Sunrise, FL)
- …needed **Qualifications:** + 8 years of experience in risk management within the financial services industry, specific expertise in learning and development and ... locations and ad-hoc tasks simultaneously + Team management experience + Professional regulatory compliance certification preferred (CRMC, CAMS, CCEP, CIP) +… more
- MyFlorida (Fort Lauderdale, FL)
- …expenses. PERFORMANCE EXCELLENCE: Oversee the performance excellence activities for the financial and administrative services programs. BUDGET: Supervise the ... CHIEF FINANCIAL OFFICER- COUNTY HEALTH DEPT FINANCIAL ...space. PURCHASING: Oversee the agency's purchasing functions and ensure compliance with appropriate regulatory policies relative to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Bachelor's degree (BA /BS) and a minimum of six (6) years of experience in Compliance and/or the financial services industry preferred. ~or~ + Any equivalent ... reviews. + Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory… more
- TD Bank (Jacksonville, FL)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... team of professionals who provides oversight, expert policy / regulatory guidance and advisory services and/or a...proactive strategies, tactics, policies and programs to effectively manage regulatory / compliance issues + Acts as… more