- Zurich NA (New York, NY)
- …**What are we looking for?** + 5+ years of experience in financial services or regulatory compliance , ideally with knowledge of the insurance industry, ... of compliance programs and policies to ensure adherence to evolving regulatory requirements and embed compliance processes/controls within the 1st Line of… more
- SMBC (New York, NY)
- …**Qualifications and Skills** * Minimum of 5-10 years' experience in financial services , compliance or regulatory experience, or related experience with ... 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit...rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day… more
- Zurich NA (New York, NY)
- …governance cultures. + You will bring 10+ years of experience in financial services and regulatory compliance in North America, ideally with a strong ... Pacific. Our global delivery platform provides a consistent multi-lingual service experience and ability to write insurance policies in...**What are we looking for?** We're seeking a seasoned compliance leader with deep expertise in regulatory … more
- BMO Financial Group (New York, NY)
- …accuracy, consistency across groups. Applies specialized knowledge of Accounting & Financial management risk, regulatory compliance and internal ... might be the perfect opportunity for you. Develops or maintains an effective financial governance and controls framework that defines the ways and methods governance… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... risk based, and executed according to Wells Fargo Audit Services policies and guidance + Assist in planning and...audit methodologies and supporting tools + Strong understanding of financial regulatory environment + Certification in one… more
- Citigroup (New York, NY)
- …+ Expertise in data quality management and its impact on risk reporting and financial regulatory compliance . + Ability to influence and negotiate with ... deliver technology implementation roadmaps, ensuring that both business and regulatory requirements are met. **Role Overview** Sitting within the...and data lineage initiatives. + 8+ years in the financial services industry, with a focus on… more
- CUNY (Queens, NY)
- …crucial leadership role in the management and delivery of financial aid services , ensuring regulatory compliance , and implementing federal, state, and ... Reporting to the Assistant Dean for Enrollment Management & Financial Services , the Financial Aid...compliance with applicable regulations and policies. . Guide financial aid strategies and collaborate with campus departments to… more
- Deloitte (New York, NY)
- Financial Services Senior Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate ... & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and...records of professional achievement, experience working in a relevant financial services industry sector, and a demonstrated… more
- Deloitte (Jericho, NY)
- …The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements with ... Senior Consultant, Regulatory Reporting Our Deloitte Regulatory , Risk...related field + 4+ years of experience in the financial services or consulting industry related to… more
- Binghamton University (Binghamton, NY)
- …of accounting principles and practices, with a track record of overseeing accurate financial reporting, regulatory compliance , and audit readiness; + ... Gift and Donor Records Team; Information Technology Team; Accounting Services Team; and Constituent Relations Manager. The AVP will...and policies for internal controls; + serve as in-house financial compliance expert and ensure compliance… more