- City National Bank (New York, NY)
- …or equivalent * 7+ years managing projects * 7+ years within or related to financial services *Additional Qualifications* * MBA or other advanced degree (eg, JD, ... * REGULATORY ASSOCIATE, IN-BUSINESS CLIENT SERVICE &...and building quantitative and qualitative/conceptual analyses * Knowledge in Financial Services , Project Management * Demonstrated ability… more
- American Express (New York, NY)
- …+ Bachelor's degree or equivalent experience + 2 years of experience in financial services , compliance , project management, or a related field ... + Prior experience in sanctions, PEP, or financial crimes compliance + Familiarity with international regulatory environments + Strong interpersonal… more
- Bloomberg (New York, NY)
- …inputs into precise, normalized datasets-fueling accurate valuations, informed decision-making, and regulatory compliance across global financial markets. ... Senior Software Engineer - Core Financial Analytics Location New York Business Area Engineering...high-quality pricing that powers trading, valuation, risk management, and regulatory workflows worldwide. The Futures & Options (F&O) team… more
- Bloomberg (New York, NY)
- …frameworks. + Hands-on experience in regulatory mapping, preferably in a global financial services or at a Big Four consulting firm (Deloitte, PwC, EY, ... products and services . We work to address regulatory issues, ensure compliance with current/developing rules...levels. **We'd love to see:** + Prior experience supporting regulatory change or mapping programs within a financial… more
- TD Bank (New York, NY)
- …HR governance within a highly regulated, multi-national organization (preferably within financial services , investment banking, or related industries). + ... and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory...banking experience or are just starting your career in financial services , we can help you realize… more
- American Express (New York, NY)
- …audit, compliance or risk management within the banking or financial services industry. Demonstrated experience in transaction testing, data validation, ... is the independent risk management function covering risk of financial loss, reputational damage, or regulatory or... compliance , and data-related issue management in large financial services firms. Utilize data and business… more
- Citigroup (New York, NY)
- …desirable. + 15+ years of experience in regulatory reporting, tax operations, or compliance within the financial services industry, with a strong focus ... and Client Tax Operations will be responsible for overseeing the end-to-end regulatory reporting and tax compliance processes, ensuring alignment with local,… more
- TD Bank (New York, NY)
- …management **Preferred Qualifications:** + Solid background/experience working in Capital Markets/ Financial Services industry across Equities asset class ... Institutional Equity Research Sales, as well as our Prime Services offering. As such demonstrable working knowledge with the...manner. + Vet and coordinate First Line responses to regulatory inquiries in coordination with Compliance , Front… more
- US Bank (New York, NY)
- …regulatory legal advice to senior management on new products and services , rulemakings, strategic business and regulatory initiatives, and supervisory ... Regulatory Group, the Law Division, Risk Management and Compliance , Audit, Finance, and Government Relations when providing legal...12+ Years of experience as an attorney in a regulatory agency, law firm supporting financial institutions,… more
- SMBC (New York, NY)
- …of examiner commissioning program strongly preferred. + Comprehensive knowledge of financial services supervisory and regulatory environment including ... and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance.… more