- Mizuho Corporate Bank (New York, NY)
- …and team player. + Strong written and verbal communication skills. + Knowledge of regulatory requirements for the financial services industry. + Experience ... by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout… more
- UMB Bank (Albany, NY)
- …Banking to respond to requests from and timely resolve issues identified by regulatory bodies, internal audits or compliance engagements, or self-assessments. + ... quality control reviews of retail branch locations to identify operational and compliance risk within the retail branch. This associate works closely with the… more
- Pioneer Bank (Albany, NY)
- …three years' experience working with payment systems required, preferably within the financial services industry. Five to seven years of related experience ... Service Charge Reviews. + Oversees and coordinates payment services initiatives. Assists in establishing standards, identifying and implementing effective … more
- Bassett Healthcare (Cooperstown, NY)
- …projects, ensuring they support patient-centered care, operational efficiency, and full regulatory compliance with New York State healthcare standards. The ... including hospitals, outpatient centers, and administrative buildings Design & Regulatory Coordination Oversee and coordinate with architects, engineers, and… more
- Guardian Life (New York, NY)
- …our 29 million customers realize their dreams through a range of insurance and financial products and services . Our Purpose, to inspire well-being, guides our ... execute with excellence. Key stakeholders include Product Development, Distribution, Compliance , Legal, Technology, and outside vendors. **Responsibilities:** + Responsible… more
- JPMorgan Chase (New York, NY)
- …**Required qualifications, capabilities and skills:** + 4 years of experience in financial services industry + Analytic and investigative mindset; dedication to ... Drive business readiness and serve as liaison for Audit, regulatory , and Compliance responses and exams +...Management or Internal Audit JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to… more
- Bloomberg (New York, NY)
- … professionals on gathering, organizing and analyzing data to address legal or compliance matters (eg, regulatory filings) + Assist with drafting and managing ... Trademark Paralegal Location New York Business Area Legal, Compliance , and Risk Ref # 10043920 **Description &...complex issues that come with being the world's leading financial news and information company. Our team is made… more
- Scotiabank (New York, NY)
- …existing technology platforms, implementation of new technology, developing business specific financial statements / MIS, creating an enhanced funding model and ... to US Board and form the basis of the financial planning process. Ensure regional plans operate within Global...various recurring Management and Executive Committees, Board meetings, and regulatory forums + Regulatory and Controls +… more
- Scotiabank (New York, NY)
- …job offered or related occupation: implementing Data Governance programs in major financial organizations; delivering on regulatory and audit requirements in ... for the future. Act as primary point of contact for all Audit and Regulatory engagements for the GBM Data Office. Aggregate and track all timelines and deliverables… more
- City of New York (New York, NY)
- …management and general correspondence to represent the Department. - Assess regulatory compliance , enforcement trends, performance indicators, and quality ... program improvement and enhancement - Provide technical assistance and customer service to permit applicants and permitted entities, conducting research, literature,… more