- American Express (New York, NY)
- …audit, compliance or risk management within the banking or financial services industry. Demonstrated experience in transaction testing, data validation ... is the independent risk management function covering risk of financial loss, reputational damage, or regulatory or... compliance , and data-related issue management in large financial services firms. + Proficient in using… more
- City National Bank (New York, NY)
- …a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National and our dynamic ... complex technology projects or programs focused on IT risk, compliance , and regulatory initiatives. This role leads...Qualifications* * 2 or more years of banking or financial industry experience preferred * Advanced senior professional with… more
- Scotiabank (New York, NY)
- …+ Bachelor's degree + At least four years of experience at a Financial Services Firm, Consulting Firm, or Regulatory agency such as the FRB, FINRA etc. or ... controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct...a similar position in the financial services industry/ regulatory background.… more
- Scotiabank (New York, NY)
- …Master's, MBA/JD a plus. + Ten plus years of experience at a Financial Services Firm, Consulting Firm, or Regulatory agency or a similar position in the ... controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct...financial services industry. +… more
- JPMorgan Chase (New York, NY)
- …with investigations and inquiries + Work closely with line-of-business legal and compliance personnel on government investigations and regulatory matters + Draft ... and inquiries + Conduct internal reviews and investigations; Assist with internal and regulatory audits + Participate in periodic compliance training + Maintain… more
- Citigroup (Getzville, NY)
- …cause of variances. **Qualifications:** + 3+ years of extensive experience within the financial services industry and regulatory reporting. + Foundational ... businesses (Prime Client Execs & Prime Finance traders), Markets Operations (NY/NJ), Financial Controllers (NY), Technology, Prime Legal, Compliance (NY/NJ), … more
- Bank of America (New York, NY)
- …Disclosure team and is responsible for position monitoring and preparation of non- financial regulatory disclosures under the relevant regulatory reporting ... and timeliness + Defines and executes control practices, including compliance with all regulatory and policy requirements,...quality of regulatory reports, and with Non Financial Regulatory Reporting Interpretation and Technology teams… more
- Mizuho Corporate Bank (New York, NY)
- …by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout ... impact on the organization, and implementing necessary changes to ensure ongoing compliance . SummaryThe Regulatory Relations Team is seeking an Assistant Vice… more
- American Express (New York, NY)
- …and represent the business to ensure we effectively delivery against our expanding regulatory requirements and compliance goals as regulatory demands ... way together.** This team operates within the Global Commercial Services (GCS) Commercial Business Enablement organization to serve as...continue to evolve. We work to ensure compliance with internal and external regulations. The Senior Manager,… more
- Mizuho Corporate Bank (New York, NY)
- …JD. or similar law degree highly preferred*Minimum of 10 years of experience in regulatory compliance , legal and regulatory framework and rulemaking process ... About The TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the...of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries… more