- M&T Bank (Buffalo, NY)
- … agency staff. + Initiate Webex calls for certain senior leadership and regulatory agency staff. + Support department compliance with continuous monitoring ... **Overview:** This position primarily supports the Regulatory Relations function. The position is responsible for...a minimum of 2 years' related experience Experience in financial reporting, audit, or similar field. Proficiency with Microsoft… more
- Santander US (New York, NY)
- …for the bank across all risks: Financial / Credit, Legal, Reputational, Regulatory , Compliance , etc. + Reporting to senior management regarding the progress ... Santander is a global leader and innovator in the financial services industry. We believe that our...existing revenue streams. + Coordinating stakeholders both internal (CDD, Compliance , Risks, Legal, IT, Compliance , Operations, etc.) and… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... utilize and follow compliance /risk and control programs. Ensure ongoing compliance with internal / external audit and regulatory requirements. Provide… more
- Mizuho Corporate Bank (New York, NY)
- …the profession. + Demonstrates a sound understanding of the financial services industry, including audit, financial , regulatory reporting, risk ... by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout… more
- MUFG (New York, NY)
- …economics or business related field + 1-2 years of relevant experience in the financial services industry or consulting firm + Strong proficiency in Microsoft ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Citigroup (New York, NY)
- …working knowledge of upcoming key Basel regulations, eg FRTB rule + Demonstrable financial services experience including 10+ years of experience in market risk ... accuracy and timeliness of risk parameters used to determine regulatory capital treatment for various exposures. The SVP, Lead...other control functions such as finance, audit, legal and compliance , as well as senior leaders across the firm… more
- Meta (New York, NY)
- …across Meta's products, services and business operations, ensuring compliance with applicable policies, procedures, and regulatory requirements. 2. ... and other international sanctions regimes and bodies. **Required Skills:** Sanctions Compliance Financial Intelligence Unit Head Responsibilities: 1. Apply… more
- CUNY (Bronx, NY)
- Associate Director of Compliance and Operations ( Financial Aid Manager) **POSITION DETAILS** The City University of New York (CUNY), the nation's largest public ... financial aid program adherence; supports College staff in implementing and maintaining compliance with federal and state financial aid requirements. + Leads … more
- Mizuho Corporate Bank (New York, NY)
- …by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout ... position is within the MSUSA Derivative Operations as a member of the Regulatory Operations team. The responsibilities for this role includes below but not limited… more
- Citigroup (New York, NY)
- …+ Bachelor's/University degree; Masters preferred + 10+ years in the Financial Services industry, experience with Controls, Enterprise Risk Management, ... works to make sure a robust framework exists to manage and mitigate operational, compliance and regulatory risks across the business to enable the business to… more