- Amazon (New York, NY)
- …across financial services market segments, with a focus on financial service data providers that sell into capital markets, banking, and insurance. ... data? At AWS, we recognize that data fuels the financial services industry - driving investment insights,...expertise bridges businesses and technology, and you understand the regulatory and compliance environment in which our… more
- Amazon (New York, NY)
- …candidate will support various aspects of export governance, risk management, and regulatory compliance ( regulatory engagement and advocacy) program and ... Description Do you see compliance as a business enabler? Do you have...in Arms Regulations (ITAR) - Develop and maintain the regulatory contacts, engagement and risk assessment program - Drive… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services , Department of Title Director for Virtual Currency Applications (Director Financial Services Programs 2, SG-33) ... 12257 Duties Description The New York State Department of Financial Services seeks to build an equitable,...including as it relates to BSA/AML, sanctions, and fraud compliance ; cybersecurity; business plans and financial statement… more
- Marex (New York, NY)
- … Advisory services for broker-dealer Trade Surveillance process. + Provide Compliance Advisory services for broker-dealer Regulatory Reporting process. + ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to… more
- Marex (New York, NY)
- …bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including TRACE and ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity,...Trade Surveillance process. + Provide Compliance Advisory services for US Broker Regulatory Reporting process.… more
- Robert Half (New York, NY)
- …. + The Institute of Internal Auditors (IIA's) code of ethics and compliance requirements. + Financial services industry regulations and hands-on ... JOB REQUISITION New York Internal Audit & Financial Advisory ( Financial Services )...effective and efficient in a way that is risk-sensitive, regulatory compliant, well controlled, and enabled by leading technologies.… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services , Department of Title Director Cybersecurity Supervision (Director Financial Services Programs 1, SG-31) Occupational ... 12257 Duties Description The New York State Department of Financial Services seeks to build an equitable,...of IT, NAIC, etc.) at regulated institutions and technology service providers, to ascertain safety and soundness of said… more
- Heritage Financial Credit Union (Middletown, NY)
- …in a financial institution, auditing firm, or consulting firm with regulatory compliance focus . Bank operations experience in mortgage originations, ... community. We believe that everyone deserves access to affordable financial services , and we are dedicated to...package, including a very generous PTO policy. POSITION PURPOSE Regulatory Compliance is responsible for developing and… more
- Bank of America (New York, NY)
- …of 7 years of relevant experience in financial services industry, financial crimes, risk management, AML compliance , regulatory compliance , ... + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching...+ Bachelor's Degree in related field + Experience in financial services and/or a related government entity… more
- TD Bank (New York, NY)
- …interact with key stakeholders and third-party service providers to deliver Compliance programs that satisfy regulatory requirements. **Depth & Scope:** + ... Compliance Operations and Governance manages internal audits and regulatory exams of the Compliance function, tracks...banking experience or are just starting your career in financial services , we can help you realize… more
Recent Jobs
-
Veterinarian - Internal Medicine
- BluePearl (Forest Hills, NY)
-
Operations Department Head
- Eastman (Kingsport, TN)