• Finance Analyst III

    Olean Area Federal Credit Union (Clyde, NY)
    …decision-making. Journeys start here. Your purpose: * Prepare accurate and timely financial reports, ensuring compliance with regulatory requirements. * ... Oversee the investment portfolio activities to ensure compliance with Credit Union policy and NCUA requirements. *...experience in financial analysis, preferably within the financial services industry. * Strong knowledge of… more
    Olean Area Federal Credit Union (05/22/25)
    - Related Jobs

  • Head of Deposit and Operations Compliance

    City National Bank (New York, NY)
    …in a compliance advisory role supporting consumer banking on matters of regulatory compliance . The role will be responsible for managing and maintaining ... risk management or audit. * Minimum 7 years of financial services experience *Additional Qualifications* * Advanced...and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor… more
    City National Bank (05/16/25)
    - Related Jobs

  • Compliance Manager - Governance & Reporting

    TD Bank (New York, NY)
    …& Experience:** + Proficient knowledge of compliance , legal and regulatory environment, enterprise governance framework, products and services , policies, ... enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD...banking experience or are just starting your career in financial services , we can help you realize… more
    TD Bank (06/07/25)
    - Related Jobs

  • Financial Services Internal Auditor

    ManpowerGroup (New York, NY)
    Our client, a prestigious financial services firm, is seeking an Internal Auditor to join their team. As a Swap Dealer Auditor, you will be part of the audit ... interpersonal skills, and a strong background in auditing and regulatory compliance . **Job Title:** Swap Dealer Auditor...plus. + Proven experience in auditing, preferably in the financial services industry with a focus on… more
    ManpowerGroup (06/04/25)
    - Related Jobs

  • VP Financial Operations GSUH

    Catholic Health Services (Rockville Centre, NY)
    …strengthen financial performance, improve care delivery models, and support service line development. Compliance and Internal Controls: Ensure compliance ... is one of Long Island's finest health and human services agencies. Our health system has over 16,000 employees,...hospital operations. Financial Planning: Collaborate with corporate financial planning and hospital/ service line leaders as… more
    Catholic Health Services (05/31/25)
    - Related Jobs

  • Director Financial Operations SCH & SCS

    Catholic Health Services (Smithtown, NY)
    …strengthen financial performance, improve care delivery models, and support service line development. Compliance and Internal Controls: Ensure compliance ... is one of Long Island's finest health and human services agencies. Our health system has over 16,000 employees,...hospital operations. Financial Planning: Collaborate with corporate financial planning and hospital/ service line leaders as… more
    Catholic Health Services (05/23/25)
    - Related Jobs

  • Senior Manager, Compliance Business…

    TD Bank (New York, NY)
    …5+ years of experience in compliance operational oversight, or technology compliance with financial service . **Customer Accountabilities:** + Leads, ... US Wealth Compliance acts as an independent regulatory compliance and conduct risk management and...banking experience or are just starting your career in financial services , we can help you realize… more
    TD Bank (06/07/25)
    - Related Jobs

  • Senior Compliance Officer - Fixed Income

    BMO Financial Group (New York, NY)
    …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... incorporating compliance requirements into these initiatives. + Ensure effective regulatory compliance controls that enable business objectives. + Identify… more
    BMO Financial Group (05/15/25)
    - Related Jobs

  • Financial Crime Risk Oversight Specialist,…

    TD Bank (New York, NY)
    …mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal, and operationalizing ... customers, products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program… more
    TD Bank (06/03/25)
    - Related Jobs

  • Compliance Officer - Surveillance

    Marex (New York, NY)
    …and regulator action. + Other Surveillance services as assigned. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to… more
    Marex (05/23/25)
    - Related Jobs