- Citigroup (New York, NY)
- …of local insurance purchasing, insurers, and insurance brokers. + Accurate and timely financial and regulatory reporting and compliance deliverables for CIRM ... the function. A good understanding of the industry, direct competitors' products and services , is also necessary in order to contribute to the commercial objectives… more
- Empire State University (Saratoga Springs, NY)
- …by providing fiscal leadership, safeguarding financial assets and resources, ensuring regulatory compliance , and providing timely delivery of a wide array of ... Middle States Commission on Higher Education standards, internal controls, and regulatory compliance . + Promote data-informed and transparent decision-making,… more
- Marex (New York, NY)
- …business, and markets. Skills and Experience + At least 5 (five) years of financial services advisory or compliance management experience, preferably at a ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity,...Trade Surveillance process. + Provide Compliance Advisory services for US Swap Dealer Regulatory Reporting… more
- TD Bank (New York, NY)
- …work experience + 7+ years of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD) a plus + Strong ... and documentation + Familiarity in data governance and data-related regulatory compliance + Awareness of Open Banking...banking experience or are just starting your career in financial services , we can help you realize… more
- ManpowerGroup (New York, NY)
- Our client, a prestigious financial services firm, is seeking an Internal Auditor to join their team. As an Internal Auditor, you will be part of the audit ... the Job?** + Lead and execute audits across multiple regulatory frameworks, ensuring compliance and risk mitigation....for me?** + Opportunity to work with a prestigious financial services firm. + Engagement in meaningful… more
- Raymond James Financial, Inc. (NY)
- …a related discipline and a minimum of eight (8) years of experience in the financial services industry, compliance , or risk management. ~or~ + Any equivalent ... Compliance , including Advertising Supervision, Legal, Human Resources, and Office Services to ensure compliance process and procedures are integrated and… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... . They may also provide specialized project support or services within Compliance . **Depth & Scope:** +...proactive strategies, tactics, policies and programs to effectively manage regulatory / compliance issues + Meets with business (… more
- Project Renewal, Inc. (New York, NY)
- …ethical practices, and works closely with leadership to maintain regulatory compliance in healthcare and related human services . The Senior Manager, ... plays a key role in maintaining regulatory compliance and mitigating legal and financial risks...or similar certification preferred. + Minimum 5 years of compliance experience in a healthcare or human services… more
- American Express (New York, NY)
- …7 years experience in Compliance or related activities, within the financial services industry. + Prior expense management, fintech, banking industry, ... Testing team, General Counsel's Organization, Operational Risk, Financial Crimes Compliance , and Privacy Office. + Review vendor services , including any… more
- Citigroup (New York, NY)
- …experience in compliance , legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or ... responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and… more