- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... proactive strategies, tactics, policies, and programs to effectively manage regulatory / compliance issues + Provides insight, guidance, and recommendations… more
- Banco Popular Puerto Rico (New York, NY)
- …members and management providing a range of support, guidance, and analysis on regulatory compliance requirements, issues, and/or best practices relative to CRA ... analyze the bank's CRA performance, including lending, investment, and service activities, to ensure compliance with CRA...backgrounds. We reaffirm our commitment to always offer essential financial services and solutions for our customers… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** The FCRM Monitoring… more
- TD Bank (New York, NY)
- …and Internal Audits:** Work with key stakeholders with Global Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, ... and Global Control Room + Experience managing complex regulatory remediation. + Familiarity with regulations and compliance...and diversity initiatives, + Possesses an advanced level of financial and strategic acumen to provide insight on +… more
- Raymond James Financial, Inc. (NY)
- …in a related discipline and a minimum of eight (8) years of experience in Compliance and/or the financial services industry. ~or~ + Any equivalent ... reviews. + Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory… more
- PNC (New York, NY)
- …materiality of the risks identified. Researches current laws, rules, and other regulatory requirements and drafts or assesses Compliance Manuals, Front Office ... falls within established risk control limits. Leads the execution of the Compliance program objectives for assigned area, products/ services , and applicable… more
- MUFG (New York, NY)
- …that impact the products and services business lines offer. + Manage financial crimes issues and all regulatory deliverables with relevant regulatory ... Compliance Leadership Team. As a Regional Head of Financial Crimes, this role also reports into the Global...as the top BSA/AML officer at a complex, global financial services institution, or the "second-in-command" to… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... team of professionals who provides oversight, expert policy / regulatory guidance and advisory services and/or a...proactive strategies, tactics, policies and programs to effectively manage regulatory / compliance issues + Acts as… more
- TD Bank (New York, NY)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... experience **Desired Skills & Experience:** + JD, CRCM or Regulatory consumer compliance commissioning experience + Strong...banking experience or are just starting your career in financial services , we can help you realize… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements ... a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - ...leadership and communication (oral and written) skills. + Client service skills - the candidate must demonstrate the judgment… more