- Raymond James Financial, Inc. (New York, NY)
- …preferred. Minimum of fifteen (15) years of Compliance , Legal, Banking and/or regulatory experience in the financial services industry. + A minimum ... for the Capital Markets division. This role requires significant industry expertise, regulatory acumen, and leadership skills to manage compliance functions,… more
- Ankura (New York, NY)
- …on client delivery services across the Firm. Practice Overview: The Financial Services Advisory practice focuses on assisting clients in Banking, Insurance, ... Capital Markets, FinTech and related industries. Our primary services are Business Strategy and Transformation (eg, Strategic Cost Management, Organizational Design,… more
- Ankura (New York, NY)
- …on client delivery services across the Firm. Practice Overview: The Financial Services Advisory practice focuses on assisting clients in Banking, Insurance, ... Capital Markets, FinTech and related industries. Our primary services are Business Strategy and Transformation (eg, Strategic Cost Management, Organizational Design,… more
- TD Bank (New York, NY)
- …+ Draft, update, and implement relevant policies and procedure. + Provide regulatory / compliance training. + Assist the business on implementing and documenting ... 10+ years of advisory experience. + Significant experience in providing legal, regulatory or compliance advice to Global Transaction Banking Businesses… more
- WMCHealth (Valhalla, NY)
- …Summary: The 340B Program Compliance Analyst is responsible for maintaining regulatory compliance within the 340B Program across all WMCHealth entities. This ... liaison to key stakeholders, ensuring proper utilization of the 340B program and compliance with all regulatory requirements in conjunction with the 340B Program… more
- JPMorgan Chase (New York, NY)
- …+ Bachelor's degree + 5+ years of professional experience in the financial services industry in areas such as Compliance , law, risk management or audit + ... functions. Additionally, you will need to have experience in Compliance , as well as familiarity with regulatory ...+ Strong Excel skills JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... for SMBC Nikko Securities Inc. **Role Objectives** + Assists in providing regulatory and compliance advice, identifying training needs, preparing and providing… more
- Mount Sinai Health System (New York, NY)
- **Job Description** **Director of RCM EPIC Optimization Patient Financial Services -Corporate 42** **nd** **Street- Full-Time-Days** The Director of EPIC ... enhancements, and new RCM initiatives that drive measurable improvements in financial performance, operational efficiency, and patient experience. The Director will… more
- TD Bank (New York, NY)
- …provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives ... to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight** + Assist...+ Knowledge of global financial institutions' operational, financial , sales and trading, and regulatory reporting… more
- American Express (New York, NY)
- …experience. + Bachelor's Degree required. **Preferred Qualifications:** + Certified Regulatory Compliance ManCager (CRCM) or similar professional certification ... Compliance oversight, guidance and challenge to business stakeholders on compliance / regulatory requirements applicable to projects and processes. This… more