- TD Bank (New York, NY)
- …finance, regulatory reporting, sales and trading, at a global financial institution. + Firm understanding of securities and derivatives rules and regulations, ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is...to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education &… more
- Scotiabank (New York, NY)
- …sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory environment, and Compliance Department initiatives ... policies and procedures development, the provision of compliance training, compliance risk assessments, responding to regulatory inquiries, etc. + Strong… more
- Capital One (Melville, NY)
- …or Business Administration** + **6+ years of experience in financial services monitoring, auditing, risk management, or compliance experience** + **Certified ... or transaction reviews** + **At least 5 years of experience in Financial Services ** **Preferred Qualifications:** + **Bachelor's degree in Auditing, Accounting,… more
- TD Bank (New York, NY)
- …and/or 7+ years of anti-money laundering (AML) experience within the financial services industry + Certified Anti-Money Laundering Specialist (CAMS) ... of data analysis tools **Customer Accountabilities:** + Provides expert/specialized regulatory compliance and prudential risk management guidance on… more
- Amazon (New York, NY)
- …privacy, security, and resilience requirements across regulated sectors of government, financial services , and national critical infrastructure. Amazon is an ... long-term strategic thinking, accountable for security assurance of AWS services in your region, but you will sustain a...desire to learn and understand the complexities of legal, regulatory and compliance requirements across all sectors… more
- Citigroup (Getzville, NY)
- …with experience in compliance , legal or other control-related function within large financial services , regulatory or consulting firm preferred + Must be ... in compliance , legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a… more
- Capital One (New York, NY)
- …Laundering (AML) + Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM), Association of Certified Financial Crime Specialists ... Anti-Money Laundering (AML) Fraud Compliance Advisor Manager The Anti-Money Laundering (AML) Fraud...of business by:** + Providing input on business AML regulatory requirements + Providing guidance on business policies, standards,… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... + Contribute to strategic initiatives aimed at strengthening the culture of compliance and financial crime risk awareness across the organization. **Depth… more
- Navient (Albany, NY)
- …1-2 years of experience conducting compliance testing routines & supporting consumer financial services & products." **Where:** + This role will be based in ... accessible and affordable for everyone.** We empower students with financial support and supercharge their ability to pay down...stick. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk &… more
- Mizuho Corporate Bank (New York, NY)
- … Crimes Compliance or related function at a globally diversified financial services organization. + Comprehensive knowledge of KYC, AML Transaction ... US subsidiary bank, Mizuho Bank (USA) and also provides compliance support services to Mizuho Americas LLC,...of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries… more