- TD Bank (New York, NY)
- …degree required + 10+ years related experience required + In-depth knowledge of financial services , regulatory industry practices + In-depth knowledge of ... operations businesses/function and products + Strong management experience leading regulatory compliance activities + Regulatory ,...banking experience or are just starting your career in financial services , we can help you realize… more
- KeyBank (Amherst, NY)
- …training or continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services , industry trends, ... of the operational, technical, and functional structure of financial services organizations, banking systems, and compliance programs obtained through prior… more
- Mount Sinai Health System (New York, NY)
- …+ Customer Service Excellence + Outpatient Cashiering + Adherence to Regulatory and Compliance Guidelines **Strategic Expectations and Enterprise Impact** + ... and sustainability through the development and execution of innovative, patient-centered financial services strategies. The Senior Director ensures that every… more
- JPMorgan Chase (New York, NY)
- …Capabilities, and Skills:** + US-qualified lawyer with minimum 10 years of experience in financial services regulatory matters. + Strong knowledge of US ... Collaborate with industry leaders and shape the future of compliance in a rapidly evolving financial landscape....Activity Reporting. + Advise on systems and controls for regulatory compliance . + Collaborate with internal and… more
- Citigroup (New York, NY)
- …experience in compliance , legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or ... of policies, resolution of potential red flags or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory matters… more
- HUB International (New York, NY)
- …strategic business initiatives. + 10+ years' experience as a senior SEC regulatory compliance professional for either a large financial services firm + ... responsive to RPW business inquiries and requests; + Run point on ad hoc regulatory projects and other requirements as necessary. Compliance Operational + Manage… more
- Nestle (Bohemia, NY)
- …Operating Procedures) and WIs (Work Instructions) and documentation standards. + Ensure regulatory compliance is aligned with industry best practices and ... and processes supporting drug safety, pharmacovigilance, manufacturing, engineering automation, regulatory compliance , quality management and compliance ,… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... compliance , risk management, human resources or project management within the financial services industry, with significant experience in a leadership role.… more
- KeyBank (NY)
- …or similar. + Experience in wealth management or fiduciary services compliance . + Familiarity with issue management and regulatory exam processes. ... risk-based compliance monitoring reviews across fiduciary products, services , and processes. + Perform regulatory research...+ Minimum of 5 years of experience in banking compliance , internal audit, or as a financial … more
- TD Bank (New York, NY)
- …for analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including cross-border ... firm will be considered. + Experience in providing legal, regulatory or compliance advice to Markets sales...offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose… more